Ordinance
on Financial Institutions
(Financial Institutions Ordinance, FinIO)

(Art. 4 para. 2 Fin­IA)

The func­tions of a group com­pany are sig­ni­fic­ant with re­spect to the activ­it­ies which re­quire au­thor­isa­tion if they are ne­ces­sary for the con­tinu­ation of im­port­ant busi­ness pro­cesses, in par­tic­u­lar in the areas:

a.

li­quid­ity man­age­ment;

b.

treas­ury;

c.

risk man­age­ment;

d.

mas­ter data ad­min­is­tra­tion and ac­count­ing;

e.

per­son­nel;

f.

in­form­a­tion tech­no­logy;

g.

trad­ing and set­tle­ment;

h.

leg­al and com­pli­ance.