Ordinance
on Financial Institutions
(Financial Institutions Ordinance, FinIO)

of 6 November 2019 (Status as of 26 August 2022)


Open article in different language:  DE  |  FR  |  IT
Art. 51 Organisation

(Art. 9 and 33 Fin­IA)

1Fund man­age­ment com­pan­ies shall as a rule have at least three full-time po­s­i­tions with au­thor­ity to sign.

2Two au­thor­ised sig­nat­or­ies must sign jointly.

3The body re­spons­ible for man­age­ment must com­prise at least two per­sons.

4Fund man­age­ment com­pan­ies must ap­point a spe­cial body re­spons­ible for gov­ernance, su­per­vi­sion and con­trol.

5Where there are le­git­im­ate grounds for so do­ing, FINMA may al­low re­lax­a­tions of these re­quire­ments or it may im­pose more strin­gent re­quire­ments.

Previous article Show article in the law Next article

Diese Seite ist durch reCAPTCHA geschützt und die Google Datenschutzrichtlinie und Nutzungsbedingungen gelten.

Feedback
Gesetzeskürzel Name
DE FR IT EN
DE FR IT EN
Laden