Ordinance
on Financial Institutions
(Financial Institutions Ordinance, FinIO)

of 6 November 2019 (Status as of 23 January 2023)


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Art. 36 Authorisation as manager of collective assets

(Art. 24 para. 3 Fin­IA)

FINMA shall grant a port­fo­lio man­ager in ac­cord­ance with Art­icle 24 para­graph 2 Fin­IA au­thor­isa­tion in ac­cord­ance with Art­icle 24 para­graph 3 Fin­IA if:

a.
it has its re­gistered of­fice in Switzer­land;
b.
the con­di­tions of au­thor­isa­tion in ac­cord­ance with Art­icle 24 para­graph 1 Fin­IA are sat­is­fied; and
c.
Swiss or ap­plic­able for­eign law provides that the man­age­ment of col­lect­ive as­sets may only be del­eg­ated to a su­per­vised man­ager of col­lect­ive as­sets.
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