Ordinance
on Financial Institutions
(Financial Institutions Ordinance, FinIO)


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Art. 11 Form for submission

(Art. 5, 7 and 8 Fin­IA)

1FINMA may de­term­ine the form for sub­mis­sion, spe­cific­ally for the fol­low­ing doc­u­ments:

a.
ap­plic­a­tions for au­thor­isa­tion from fin­an­cial in­sti­tu­tions and ne­ces­sary doc­u­ments;
b.
re­ports of changes in ac­cord­ance with Art­icle 8 Fin­IA and ne­ces­sary doc­u­ments.

2It may des­ig­nate a third party as re­cip­i­ent of sub­mit­ted doc­u­ments.

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