Ordinance
on Financial Institutions
(Financial Institutions Ordinance, FinIO)

(Art. 2 para. 2 let. d Fin­IA)

Leg­ally reg­u­lated man­dates are in par­tic­u­lar:

a.

an ad­vance care dir­ect­ive in ac­cord­ance with Art­icles 360–369 CC³;

b.

a rep­res­ent­at­ive deputy­ship to man­age as­sets in ac­cord­ance with Art­icle 395 CC;

c.

a gen­er­al deputy­ship in ac­cord­ance with Art­icle 398 CC;

d.

an ex­ecut­or­ship in ac­cord­ance with Art­icles 517 and 518 CC;

e.

an es­tate ad­min­is­tra­tion in ac­cord­ance with Art­icles 554 and 555 CC;

f.

an of­fi­cial li­quid­a­tion in ac­cord­ance with Art­icles 593–596 CC;

g.

a rep­res­ent­a­tion of heirs in ac­cord­ance with Art­icle 602 para­graph 3 CC;

h.

a bank­ruptcy ad­min­is­tra­tion in ac­cord­ance with Art­icles 237 para­graph 2 and Art­icle 240 of the Fed­er­al Act of 11April 1889⁴ on Debt En­force­ment and Bank­ruptcy (DEBA);

i.

an ad­min­is­trat­ive re­ceiv­er­ship in ac­cord­ance with Art­icle 295 DEBA;

j.

en­force­ment tasks un­der an or­din­ary com­pos­i­tion agree­ment in ac­cord­ance with Art­icle 314 para­graph 2 DEBA;

k.

an ap­point­ment as li­quid­at­or un­der a com­pos­i­tion agree­ment with as­sign­ment of as­sets in ac­cord­ance with Art­icle 317 DEBA;

l.

an ap­point­ment as in­vest­ig­at­ing agent in ac­cord­ance with Art­icle 36 of the Fin­an­cial Mar­ket Su­per­vi­sion Act of 22 June 2007⁵ (FIN­MASA);

m.

a re­struc­tur­ing man­date in ac­cord­ance with Art­icle 28 para­graph 3 of the Bank­ing Act of 8Novem­ber 1934⁶ (BankA), Art­icle 67 para­graph 1 Fin­IA and Art­icle 88 para­graph 1 of the Fin­an­cial Mar­ket In­fra­struc­ture Act of 19 June 2015⁷ (Fin­MIA);

n.

a bank­ruptcy li­quid­a­tion in ac­cord­ance with Art­icle 33 para­graph 2 BankA, Art­icle 67 para­graph 1 Fin­IA, Art­icle 137 para­graph 3 of the Col­lect­ive In­vest­ment Schemes Act of 23June 2006⁸ (CISA), Art­icle 88 para­graph 1 Fin­MIA and Art­icle 53 para­graph 3 of the In­sur­ance Su­per­vi­sion Act of 17Decem­ber 2004⁹ (ISA);

o.

a li­quid­a­tion in ac­cord­ance with Art­icle 23^quin­quies para­graph 1 BankA, Art­icle 66 para­graph 2 Fin­IA, Art­icle 134 CISA, Art­icle 87 para­graph 2 Fin­MIA and Art­icle 52 ISA.