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Federal Act
on the Swiss Financial Market Supervisory Authority
(Financial Market Supervision Act, FINMASA)

Art. 29 Duty to provide information and to report

1 The su­per­vised per­sons and en­tit­ies, their audit com­pan­ies and aud­it­ors as well as per­sons or com­pan­ies that are qual­i­fied in­vestors or that have a sub­stan­tial par­ti­cip­a­tion in the su­per­vised per­sons and en­tit­ies must provide FINMA with all in­form­a­tion and doc­u­ments that it re­quires to carry out its tasks.

2 The su­per­vised per­sons and en­tit­ies and the audit com­pan­ies that con­duct audits of them must also im­me­di­ately re­port to FINMA any in­cid­ent that is of sub­stan­tial im­port­ance to the su­per­vi­sion.65

65 Amended by An­nex No 8 of the FA of 20 June 2014 (Con­sol­id­a­tion of Over­sight through Audit Com­pan­ies), in force since 1. Jan. 2015 (AS 2014 4073; BBl 2013 6857).