Federal Act on Collective Investment Schemes

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Art. 133 Supervisory instruments

1In the event of in­fringe­ments of the con­trac­tu­al or reg­u­lat­ory pro­vi­sions or of the pro­vi­sions of the art­icles of as­so­ci­ation, the su­per­vis­ory in­stru­ments pur­su­ant to Art­icles 30–35 and 37 of the FIN­MASA2 ap­ply mu­tatis mutandis.3

2Art­icle 37 of FIN­MASA also ap­plies mu­tatis mutandis to ap­prov­al un­der the present Act.

3If the in­vestors' rights ap­pear to be en­dangered, FINMA may or­der the li­censees to provide the ne­ces­sary col­lat­er­al.

4If an en­force­able or­der is­sued by FINMA is not com­plied with after pri­or warn­ing with­in the dead­line that has been set, FINMA may it­self carry out the re­quired ac­tions at the ex­pense of the neg­li­gent party.

1 Amended by An­nex No 14 of the Fin­an­cial Mar­ket Su­per­vi­sion Act of 22 June 2007, in force since 1 Jan. 2009 (AS2008 5207 5205; BBl 2006 2829).
2 SR 956.1
3 Amended by No I of the FA of 28 Sept. 2012, in force since 1 March 2013 (AS2013 585; BBl 2012 3639).

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