Federal Act
on Collective Investment Schemes
(Collective Investment Schemes Act, CISA)


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Art. 15 Duty to obtain approval

1 The fol­low­ing doc­u­ments are re­quired for ob­tain­ing the ap­prov­al of FINMA:

a.
for in­vest­ment fund, the col­lect­ive in­vest­ment con­tract (Art. 25);
b.
for SICAVs, the art­icles of as­so­ci­ation and in­vest­ment reg­u­la­tions;
c.
for LP­CIs, the com­pany agree­ment;
d.
SI­CAFs, the art­icles of as­so­ci­ation and in­vest­ment reg­u­la­tions;
e.49
the rel­ev­ant doc­u­ments of for­eign col­lect­ive in­vest­ment schemes which are offered to non-qual­i­fied in­vestors.

2 If an in­vest­ment fund or SICAV is struc­tured as an open-ended col­lect­ive in­vest­ment scheme with sub­funds (Art. 92 et seq.), each sub­fund or cat­egory of shares re­quires in­di­vidu­al ap­prov­al.

3 The doc­u­ments of an L-QIF and their amend­ment re­quire neither an ap­prov­al pur­su­ant to para­graph 1 nor an ap­prov­al pur­su­ant to para­graph 2.50

49 Amended by An­nex No II 13 of the Fin­an­cial In­sti­tu­tions Act of 15 June 2018, in force since 1 Jan. 2020 (AS 2018 5247, 2019 4631; BBl 2015 8901).

50 In­ser­ted by No I of the FA of 17 Dec. 2021, in force since 1 March 2024 (AS 2024 53; BBl 2020 6885).

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