Ordinance on Collective Investment Schemes

English is not an official language of the Swiss Confederation. This translation is provided for information purposes only and has no legal force.

Art. 134 Audit of the custodian bank

(Art. 126 para. 1 and 6 CISA)

1The audit com­pany for the cus­todi­an bank shall veri­fy wheth­er the cus­todi­an bank is com­ply­ing with the su­per­vi­sion and con­trac­tu­al pro­vi­sions.

2If the audit com­pany for the cus­todi­an bank iden­ti­fies an in­fringe­ment of su­per­vi­sion or con­trac­tu­al pro­vi­sions or oth­er ir­reg­u­lar­it­ies, it shall in­form FINMA and the audit com­pany for the fund man­age­ment com­pany or for the in­vest­ment com­pany with vari­able cap­it­al (SICAV).

1 Amended by An­nex No 3 of the Fin­an­cial Mar­ket Audit Or­din­ance of 5 Nov. 2014, in force since 1 Jan. 2015 (AS 2014 4295).

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