Federal Act
on Financial Market Infrastructures and Market Conduct in Securities and Derivatives Trading
(Financial Market Infrastructure Act, FinMIA)

English is not an official language of the Swiss Confederation. This translation is provided for information purposes only and has no legal force.

of 19 June 2015 (Status as of 1 August 2021)


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Art. 37 Appeal body

1 The trad­ing ven­ue shall ap­point an in­de­pend­ent ap­peal body to which ap­plic­a­tion may be made:

a.
when a par­ti­cipant is re­fused ad­mis­sion;
b.
when a se­cur­ity is re­fused ad­mis­sion;
c.
when a par­ti­cipant is ex­cluded;
d.
when a se­cur­ity is del­is­ted.

2 It shall gov­ern the or­gan­isa­tion of the ap­peal body and its pro­ced­ures.

3 The or­gan­isa­tion, the pro­ced­ur­al rules and the ap­point­ment of the mem­bers of the ap­peal body re­quire the ap­prov­al of FINMA.

4 An ac­tion may be brought be­fore the civil court after the ap­peal pro­ced­ure has been con­duc­ted.

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