Ordinance
of the Swiss Financial Market Supervisory Authority on Financial Market Infrastructures and Market Conduct in Securities and Derivatives Trading
(FINMA Financial Market Infrastructure Ordinance, FinMIO-FINMA)

of 3 December 2015 (Status as of 1 February 2023)


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Art. 11 Indirect acquisition and indirect disposal

(Art. 120 para. 5, 123 para. 1 Fin­MIA)

The fol­low­ing cases in par­tic­u­lar qual­i­fy as an in­dir­ect ac­quis­i­tion or in­dir­ect dis­pos­al of a share­hold­ing:

a.
the ac­quis­i­tion and dis­pos­al via a third party in their own name and on be­half of the be­ne­fi­cial own­er;
b.
the ac­quis­i­tion and dis­pos­al through dir­ectly or in­dir­ectly con­trolled leg­al en­tit­ies;
c.
the ac­quis­i­tion and dis­pos­al of a share­hold­ing which dir­ectly or in­dir­ectly trans­fers con­trol of a leg­al en­tity which dir­ectly or in­dir­ectly holds equity se­cur­it­ies.

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