Ordinance
on Financial Market Infrastructures and Market Conduct in Securities and Derivatives Trading
(Financial Market Infrastructure Ordinance, FinMIO)

English is not an official language of the Swiss Confederation. This translation is provided for information purposes only and has no legal force.

of 25 November 2015 (Status as of 1 August 2021)


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Art. 58d Record-keeping and reporting duty

(Art. 73c para. 3 Fin­MIA)

1 Private par­ti­cipants are ex­empt from the re­cord-keep­ing duty un­der Art­icle 38 of the Fin­MIA and the re­port­ing duty un­der Art­icle 39 of the Fin­MIA.

2 Art­icles 36 and 37 of this Or­din­ance ap­ply by ana­logy to the oth­er par­ti­cipants.

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