Federal Act
on the Swiss Financial Market Supervisory Authority
(Financial Market Supervision Act, FINMASA)

English is not an official language of the Swiss Confederation. This translation is provided for information purposes only and has no legal force.

of 22 June 2007 (Status as of 1 January 2022) 2021 656


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Art. 43l Duty to provide information and to report

1 The su­per­vised per­sons and en­tit­ies, their audit com­pan­ies and aud­it­ors as well as per­sons or com­pan­ies that are qual­i­fied in­vestors or that have a sub­stan­tial par­ti­cip­a­tion in the su­per­vised per­sons and en­tit­ies must provide FINMA with all in­form­a­tion and doc­u­ments that it re­quires to carry out its tasks.

2 The su­per­vised per­sons and en­tit­ies and the audit com­pan­ies that con­duct audits of them must also im­me­di­ately re­port to FINMA any in­cid­ent that is of sub­stan­tial im­port­ance to the su­per­vi­sion.

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