Ordinance of the Swiss Financial Market Supervisory Authority on Collective Investment Schemes

English is not an official language of the Swiss Confederation. This translation is provided for information purposes only and has no legal force.


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Art. 11 Principles

1The fund man­age­ment com­pany or SICAV may con­clude re­pur­chase agree­ments in its own name and for its own ac­count with a coun­ter­party («prin­cip­al»).

2It may ap­point an in­ter­me­di­ary to con­clude re­pur­chase agree­ments with a coun­ter­party either in­dir­ectly on a fi­du­ciary basis («agent») or dir­ectly («find­er»), in ac­cord­ance with the pro­vi­sions of this sec­tion.

3The fund man­age­ment com­pany or SICAV shall con­clude a stand­ard­ised frame­work agree­ment gov­ern­ing re­pur­chase agree­ments with each coun­ter­party or in­ter­me­di­ary in ac­cord­ance with Art­icle 17.

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