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Radiological Protection Ordinance
(RPO)

English is not an official language of the Swiss Confederation. This translation is provided for information purposes only and has no legal force.

of 26 April 2017 (Status as of 1 January 2021)

The Swiss Federal Council,

based on the Radiological Protection Act of 22 March 19911 (RPA) and on Article 83 of the Federal Act of 20 March 19812 on Accident Insurance,

ordains:

Title 1 General Provisions

Chapter 1 Purpose, Scope and Definitions

Art. 1 Purpose and scope  

1 For the pro­tec­tion of people and the en­vir­on­ment against ion­ising ra­di­ation, this Or­din­ance reg­u­lates:

for planned ex­pos­ure situ­ations:
li­cences,
pub­lic ex­pos­ure,
un­jus­ti­fied activ­it­ies,
med­ic­al ex­pos­ure,
oc­cu­pa­tion­al ex­pos­ure,
hand­ling of ra­di­ation sources,
hand­ling of ra­dio­act­ive waste,
pre­ven­tion and man­age­ment of fail­ures;
for emer­gency ex­pos­ure situ­ations: pre­pared­ness and man­age­ment;
for ex­ist­ing ex­pos­ure situ­ations: man­age­ment of ra­di­olo­gic­al legacies, radon, nat­ur­ally oc­cur­ring ra­dio­act­ive ma­ter­i­al and long‑term con­tam­in­a­tion fol­low­ing an emer­gency;
train­ing and con­tinu­ing edu­ca­tion of per­sons hand­ling ion­ising ra­di­ation or ra­dio­activ­ity;
su­per­vi­sion and en­force­ment;
ad­vis­ory activ­it­ies of the Fed­er­al Com­mis­sion for Ra­di­olo­gic­al Pro­tec­tion (KSR).

2 It ap­plies to all ex­pos­ure situ­ations for ar­ti­fi­cial and for nat­ur­al ion­ising ra­di­ation.

3It does not ap­ply to:

a.
ex­pos­ures to ra­di­o­nuc­lides nat­ur­ally present in the hu­man body;
b.
ex­pos­ures to cos­mic ra­di­ation; it does, however, ap­ply to ex­pos­ures of air­crew to cos­mic ra­di­ation;
c.
above­ground ex­pos­ures to ra­di­o­nuc­lides present in the un­dis­turbed earth’s crust.
Art. 2 Definitions  

1 In this Or­din­ance:

planned ex­pos­ure situ­ation means an ex­pos­ure situ­ation which arises from the planned op­er­a­tion of a ra­di­ation source or from a hu­man activ­ity which al­ters ex­pos­ure path­ways, so as to cause the ex­pos­ure or po­ten­tial ex­pos­ure of people or the en­vir­on­ment;
emer­gency ex­pos­ure situ­ation means an ex­pos­ure situ­ation due to an emer­gency, as defined in Art­icle 132;
c.
ex­ist­ing ex­pos­ure situ­ation means an ex­pos­ure situ­ation that already ex­ists when a de­cision on its con­trol has to be taken and which does not call or no longer calls for ur­gent meas­ures to be taken; this in­volves, in par­tic­u­lar, ra­di­olo­gic­al legacies, radon, nat­ur­ally oc­cur­ring ra­dio­act­ive ma­ter­i­al and long‑term con­tam­in­a­tion fol­low­ing an emer­gency;
d.
oc­cu­pa­tion­al ex­pos­ure means ex­pos­ure due to oc­cu­pa­tion­al activ­it­ies; oc­cu­pa­tion­al ex­pos­ure may in­volve em­ploy­ees, self-em­ployed per­sons, ap­pren­tices and stu­dents;
e.
med­ic­al ex­pos­ure means the ex­pos­ure of pa­tients or asymp­to­mat­ic in­di­vidu­als for dia­gnost­ic or thera­peut­ic pur­poses, with the aim of im­prov­ing their health, and ex­pos­ure of carers and com­fort­ers in medi­cine and of par­ti­cipants in hu­man re­search;
f.
pub­lic ex­pos­ure means any ex­pos­ure of per­sons, ex­clud­ing oc­cu­pa­tion­al and med­ic­al ex­pos­ures;
g.
ra­di­olo­gic­al pro­tec­tion ex­perts means ex­perts, as spe­cified in Art­icle 16 of the RPA, who have the know­ledge, train­ing and ex­per­i­ence in ra­di­olo­gic­al pro­tec­tion needed to en­sure the ef­fect­ive pro­tec­tion of people and the en­vir­on­ment; ex­perts are re­spons­ible for im­ple­ment­a­tion of the leg­al re­quire­ments in in­tern­al ra­di­olo­gic­al pro­tec­tion dir­ect­ives and for mon­it­or­ing com­pli­ance with­in the en­ter­prise;
h.
nat­ur­ally oc­cur­ring ra­dio­act­ive ma­ter­i­al (NORM3) means ma­ter­i­al with nat­ur­ally oc­cur­ring ra­di­o­nuc­lides which does not con­tain ar­ti­fi­cial ra­dio­act­ive sub­stances; ma­ter­i­al in which the activ­ity con­cen­tra­tions of nat­ur­ally oc­cur­ring ra­di­o­nuc­lides have been un­in­ten­tion­ally changed by some pro­cess is also NORM; if con­cen­tra­tions of nat­ur­ally oc­cur­ring ra­di­o­nuc­lides are de­lib­er­ately en­hanced, in par­tic­u­lar to util­ise their ra­dio­act­ive prop­er­ties, then they are no longer con­sidered to be NORM;
i.
ion­ising ra­di­ation means en­ergy trans­mit­ted in the form of particles or elec­tro­mag­net­ic waves of a wavelength of 100 nm or less cap­able of ion­ising an atom or mo­lecule dir­ectly or in­dir­ectly;
j.
clear­ance lim­it (LL) means the value cor­res­pond­ing to the spe­cif­ic activ­ity level of a ma­ter­i­al be­low which hand­ling of this ma­ter­i­al is no longer sub­ject to man­dat­ory li­cens­ing or, ac­cord­ingly, su­per­vi­sion; the val­ues are spe­cified in An­nex 3 Column 9;
k.
NORM clear­ance lim­it (LLM) means the value cor­res­pond­ing to the spe­cif­ic activ­ity level of nat­ur­al ra­di­o­nuc­lides in NORM be­low which this ma­ter­i­al may be freely dis­charged in­to the en­vir­on­ment; the val­ues are spe­cified in An­nex 2;
l.
li­cens­ing lim­it (LA) means the value cor­res­pond­ing to the ab­so­lute activ­ity level of a ma­ter­i­al above which hand­ling of this ma­ter­i­al is sub­ject to man­dat­ory li­cens­ing; the val­ues are spe­cified in An­nex 3 Column 10; they do not ap­ply to NORM;
m.
guid­ance value means a value, de­rived from a lim­it, the ex­ceedance of which trig­gers cer­tain meas­ures and com­pli­ance with which also en­sures com­pli­ance with the as­so­ci­ated lim­it; guid­ance val­ues for air­borne activ­ity (CA) and sur­face con­tam­in­a­tion (CS) are spe­cified in An­nex 3 Columns 11 and 12;
n.
ra­di­ation source means a ra­dio­act­ive ma­ter­i­al or in­stall­a­tion cap­able of emit­ting ion­ising ra­di­ation;
o.
ma­ter­i­al is a gen­er­al term cov­er­ing sol­id, li­quid or gaseous sub­stances, mix­tures, raw ma­ter­i­als and fin­ished products and art­icles man­u­fac­tured there­from;
p.
ra­dio­act­ive ma­ter­i­al means a ma­ter­i­al that in­cor­por­ates ra­di­o­nuc­lides, is ac­tiv­ated or con­tam­in­ated with ra­di­o­nuc­lides and which meets the fol­low­ing con­di­tions:
1.
hand­ling there­of is sub­ject to man­dat­ory li­cens­ing and su­per­vi­sion un­der ra­di­olo­gic­al pro­tec­tion or nuc­le­ar en­ergy le­gis­la­tion,
2.
hand­ling there­of is not ex­empt from man­dat­ory li­cens­ing and su­per­vi­sion un­der ra­di­olo­gic­al pro­tec­tion or nuc­le­ar en­ergy le­gis­la­tion;
q.
ra­dio­act­ive sub­stance is syn­onym­ous with ra­dio­act­ive ma­ter­i­al;
r.
ra­dio­act­ive source means ra­dio­act­ive ma­ter­i­al em­ployed for the pur­pose of util­ising its ra­dio­activ­ity;
s.
sealed ra­dio­act­ive source means a ra­dio­act­ive source whose struc­ture is such as to pre­vent, un­der nor­mal con­di­tions of use, the re­lease of ra­dio­act­ive sub­stances and thus ex­clude the risk of con­tam­in­a­tion;
t.
un­sealed ra­dio­act­ive source means a ra­dio­act­ive source that does not meet the re­quire­ments for a sealed ra­dio­act­ive source;
u.
orphan ra­dio­act­ive ma­ter­i­al means ra­dio­act­ive ma­ter­i­al that is no longer un­der the con­trol of the own­er or li­cence hold­er;
v.
in­stall­a­tionsis an ab­bre­vi­ated form of in­stall­a­tions that gen­er­ate ion­ising ra­di­ation; in­stall­a­tions are equip­ment and devices used to gen­er­ate photon or particle ra­di­ation.

2 In ad­di­tion, for this Or­din­ance, the fol­low­ing ap­ply:

the defin­i­tions giv­en in Art­icles 5–7, 26, 49, 51, 80, 85, 96, 108, 122, 149 and 175;
the defin­i­tions of pre­dom­in­antly tech­nic­al terms giv­en in An­nex 1 and the defin­i­tions of dose-re­lated terms giv­en in An­nex 4.

3 Foot­note rel­ev­ant to Swiss lan­guage texts.

Chapter 2 Principles of Radiological Protection

Art. 3 Justification  

An activ­ity is jus­ti­fied with­in the mean­ing of Art­icle 8 of the Ra­di­olo­gic­al Pro­tec­tion Act (RPA) if:

a.
the as­so­ci­ated be­ne­fits clearly out­weigh the ra­di­ation-re­lated draw­backs; and
b.
over­all, for people and the en­vir­on­ment, no more fa­vour­able al­tern­at­ive is avail­able in­volving no or lower ra­di­ation ex­pos­ure.
Art. 4 Optimisation  

1 Ra­di­olo­gic­al pro­tec­tion must be op­tim­ised for all ex­pos­ure situ­ations.

2 Op­tim­isa­tion in­volves re­du­cing as far as pos­sible and reas­on­able:

a.
the like­li­hood of ex­pos­ure;
b.
the num­ber of people ex­posed;
c.
the in­di­vidu­al dose to the per­sons ex­posed.
Art. 5 Dose limits  

For planned ex­pos­ure situ­ations, lim­its shall be spe­cified which must not be ex­ceeded by the sum of all ra­di­ation doses ac­cu­mu­lated by a per­son in a cal­en­dar year (dose lim­it). For med­ic­al ex­pos­ures, no such lim­its shall be spe­cified.

Art. 6 Reference levels  

1 If in ex­ist­ing ex­pos­ure situ­ations or in emer­gency ex­pos­ure situ­ations the dose lim­its can­not be com­plied with, or if in these situ­ations com­pli­ance with the dose lim­its would in­volve dis­pro­por­tion­ate ef­forts or would be coun­ter­pro­duct­ive, then ref­er­ence levels shall be ap­plied.

2 To en­sure that the ref­er­ence level can be com­plied with, the re­quis­ite meas­ures must be taken.

Art. 7 Dose constraints  

1 For planned ex­pos­ure situ­ations, the dose re­ceived by a per­son from a single ra­di­ation source or activ­ity shall be spe­cified (dose con­straint). This dose con­straint shall be spe­cified for each ra­di­ation source in such a way that the sum of all doses re­ceived from the vari­ous ra­di­ation sources does not ex­ceed the dose lim­it.

2 The li­cence hold­er shall spe­cify the dose con­straints for the oc­cu­pa­tion­ally ex­posed per­sons with­in the en­ter­prise.

3 The li­cens­ing au­thor­ity (Art. 11) shall de­cide wheth­er source-re­lated dose con­straints are re­quired for the pub­lic and shall spe­cify these in the li­cence. If this has not been done in the case of activ­it­ies already li­censed, the su­per­vis­ory au­thor­ity (Art. 184) may spe­cify source-re­lated dose con­straints.

4 Dose con­straints are op­tim­isa­tion in­stru­ments. When de­fin­ing dose con­straints, the cur­rent state of sci­ence and tech­no­logy must be taken in­to ac­count.

5 If a dose con­straint is ex­ceeded, meas­ures must be taken.

Art. 8 Risk-based graded approach  

All ra­di­olo­gic­al pro­tec­tion meas­ures must be gradu­ated ac­cord­ing to the un­der­ly­ing risk.

Title 2 Planned Exposure Situations

Chapter 1 Licences

Section 1 Mandatory Licensing

Art. 9 Activities subject to mandatory licensing  

In ad­di­tion to the activ­it­ies spe­cified in Art­icle 28 of the RPA, or by way of cla­ri­fic­a­tion there­of, the fol­low­ing activ­it­ies are sub­ject to man­dat­ory li­cens­ing:

the hand­ling of ma­ter­i­al whose spe­cif­ic activ­ity ex­ceeds the clear­ance lim­it and whose ab­so­lute activ­ity ex­ceeds the li­cens­ing lim­it;
the hand­ling of con­tained gaseous ma­ter­i­al whose ab­so­lute activ­ity ex­ceeds the li­cens­ing lim­it;
the dis­charge to the en­vir­on­ment of ma­ter­i­al whose spe­cif­ic activ­ity ex­ceeds the clear­ance lim­it and whose ab­so­lute activ­ity is great­er than the activ­ity of 1 kg of a ma­ter­i­al whose spe­cif­ic activ­ity is equal to the clear­ance lim­it;
the dis­tri­bu­tion of ma­ter­i­al whose spe­cif­ic activ­ity ex­ceeds the clear­ance lim­it and whose ab­so­lute activ­ity is great­er than the activ­ity of 1 kg of a ma­ter­i­al whose spe­cif­ic activ­ity is equal to the clear­ance lim­it;
e.
the use of ra­di­o­nuc­lides in the hu­man body;
f.
the de­ploy­ment of oc­cu­pa­tion­ally ex­posed per­sons as defined in Art­icle 51 para­graphs 1 and 2 at one’s own or at an­oth­er en­ter­prise in Switzer­land or abroad;
g.
the per­form­ance of qual­ity as­sur­ance meas­ures on in­stall­a­tions, nuc­le­ar medi­cine ima­ging equip­ment and act­i­vi­met­ers, or im­age re­cept­or and dis­play sys­tems used in med­ic­al dia­gnostics;
h.
the fur­ther use of ra­di­olo­gic­al legacies as spe­cified in Art­icle 150 para­graph 2;
i.
activ­it­ies in­volving the hand­ling of NORM, if at least one of the situ­ations spe­cified in Art­icle 168 para­graph 2 let­ters b and c ap­plies;
j.4
the de­cay stor­age of ra­dio­act­ive waste from nuc­le­ar in­stall­a­tions out­side nuc­le­ar in­stall­a­tions.

4 In­ser­ted by No II of the O of 7 Dec. 2018, in force since 1 Feb. 2019 (AS 2019 183).

Art. 10 Exemptions from mandatory licensing  

The fol­low­ing are ex­empt from man­dat­ory li­cens­ing:

a.
the trans­port of ra­dio­act­ive ma­ter­i­al which does not ex­ceed the activ­ity con­cen­tra­tion lim­its for ex­empt ma­ter­i­al or the activ­ity lim­its for ex­empt con­sign­ments spe­cified in:
1.
An­nex A, Sub­sec­tion 2.2.7.2, Tables 2.2.7.2.2.1 and 2.2.7.2.2.2, of the European Agree­ment of 30 Septem­ber 19575 con­cern­ing the In­ter­na­tion­al Car­riage of Dan­ger­ous Goods by Road (ADR), and in the Or­din­ance of 29 Novem­ber 20026 on the Car­riage of Dan­ger­ous Goods by Road (SDR), or
2.
the Reg­u­la­tions con­cern­ing the In­ter­na­tion­al Car­riage of Dan­ger­ous Goods by Rail (RID) in ac­cord­ance with Ap­pendix C, Sub­sec­tion 2.2.7.2, Tables 2.2.7.2.2.1 and 2.2.7.2.2.2, to the Pro­tocol of 3 June 19997 modi­fy­ing the Con­ven­tion con­cern­ing In­ter­na­tion­al Car­riage by Rail (COTIF) of 9 May 1980, and in the Or­din­ance of 31 Oc­to­ber 20128 on the Car­riage of Dan­ger­ous Goods by Rail and Cable­way (RSD);
b.
the trans­port of ra­dio­act­ive sub­stances as ex­cep­ted pack­ages:
1.
in ac­cord­ance with An­nex A, Sec­tion 3.2.1, Table A (UN num­bers 2908, 2909, 2910, 2911 and 3507) of the ADR, and the SDR,
2.
in ac­cord­ance with Sec­tion 3.2.1, Table A (UN Num­bers 2908, 2909, 2910, 2911 and 3507) of the RID, and the RSD,
3.
in ac­cord­ance with Art­icle 16 of the Or­din­ance of 17 Au­gust 20059 on Air Trans­port (LTrV),
4.
in ac­cord­ance with the Or­din­ance of 2 March 201010 on the Im­ple­ment­a­tion of the European Agree­ment con­cern­ing the In­ter­na­tion­al Car­riage of Dan­ger­ous Goods by In­land Wa­ter­ways;
c.
the trans­port of ra­dio­act­ive sub­stances by air (UN num­bers 2908, 2909, 2910, 2911, 2912, 2913, 2915, 2916, 2978, 3321, 3322, 3332 and 3507) in ac­cord­ance with An­nex 18 to the Con­ven­tion on In­ter­na­tion­al Civil Avi­ation of 7 Decem­ber 194411 and the as­so­ci­ated Tech­nic­al In­struc­tions12;
d.
the dis­tri­bu­tion, use, stor­age and trans­port, as well as the im­port, ex­port and trans­it, of fin­ished timepieces con­tain­ing ra­dio­act­ive sources, provided that they com­ply with the stand­ards ISO13 315714 and ISO 416815, and of no more than 1000 timepiece com­pon­ents with ra­dio­act­ive tri­ti­um-based lu­min­ous paint;
e.
the hand­ling of stray ra­di­ation sources, where:
the elec­tron ac­cel­er­a­tion voltage does not ex­ceed 30 kV, and
the am­bi­ent dose rate at a dis­tance of 10 cm from the sur­face does not ex­ceed 1 μSv per hour16;
f.
the hand­ling of min­er­al and rock col­lec­tions with a spe­cif­ic activ­ity be­low the NORM clear­ance lim­its, or if they con­tain less than 10 g nat­ur­al thori­um or 100 g nat­ur­al urani­um;
g.
the hand­ling of ra­di­ation sources, with the ex­cep­tion of dis­tri­bu­tion, for which a type li­cence has been gran­ted;
h.
activ­it­ies and ra­di­ation sources which are sub­ject to man­dat­ory li­cens­ing or a de­com­mis­sion­ing or­der un­der the Nuc­le­ar En­ergy Act of 21 March 200317 (NEA);
i.
the de­ploy­ment of oc­cu­pa­tion­ally ex­posed air­crew by air­craft op­er­at­ors.

5 SR 0.741.621. The An­nexes to the ADR are not pub­lished in the Of­fi­cial Com­pil­a­tion (AS). They can be con­sul­ted free of charge on the web­site of the United Na­tions Eco­nom­ic Com­mis­sion for Europe (UN­ECE) at www.un­ece.org > Leg­al In­stru­ments and Re­com­mend­a­tions > ADR; off­prints can be pur­chased from the Fed­er­al Of­fice for Build­ings and Lo­gist­ics (BBL), Fed­er­al Pub­lic­a­tion Sales, 3003 Bern.

6 SR 741.621

7 SR 0.742.403.12.The Ap­pen­dices to COTIF are not pub­lished in the Of­fi­cial Com­pil­a­tion (AS). The RID can be con­sul­ted free of charge on the web­site of the In­ter­gov­ern­ment­al Or­gan­isa­tion for In­ter­na­tion­al Car­riage by Rail at www.otif.org > Ref­er­ence Texts > RID; off­prints can be pur­chased from the Fed­er­al Of­fice for Build­ings and Lo­gist­ics (BBL), Fed­er­al Pub­lic­a­tion Sales, 3003 Bern.

8 SR 742.412

9 SR 748.411

10 SR 747.224.141

11 SR 0.748.0. This An­nex is not pub­lished either in the Of­fi­cial Com­pil­a­tion (AS). It can be con­sul­ted free of charge on the web­site of the Fed­er­al Of­fice of Civil Avi­ation (FO­CA) at www.bazl.ad­min.ch > Dok­u­ment­a­tion > Recht­liche Grundla­gen > In­ter­na­tionales Recht, or pur­chased from the In­ter­na­tion­al Civil Avi­ation Or­gan­iz­a­tion (ICAO, Sales De­part­ment, 999 Robert‑Bour­as­sa Boulevard, Mon­tréal, Que­bec H3C 5H7, Canada).

12 The Tech­nic­al In­struc­tions are not pub­lished in the Of­fi­cial Com­pil­a­tion (AS). They can be con­sul­ted free of charge on the web­site of the Fed­er­al Of­fice of Civil Avi­ation (FO­CA) at www.bazl.ad­min.ch > Dok­u­ment­a­tion > Recht­liche Grundla­gen > In­ter­na­tionales Recht, or pur­chased from the In­ter­na­tion­al Civil Avi­ation Or­gan­iz­a­tion (ICAO, Sales De­part­ment, 999 Robert‑Bour­as­sa Boulevard, Mon­tréal, Que­bec H3C 5H7, Canada). They can also be con­sul­ted free of charge, in Eng­lish and French, at the na­tion­al air­ports’ in­form­a­tion centres. They are not trans­lated in­to Ger­man or Itali­an.

13 In­ter­na­tion­al Or­gan­iz­a­tion for Stand­ard­iz­a­tion. The ISO stand­ards re­ferred to in this Or­din­ance can be con­sul­ted free of charge at the Fed­er­al Of­fice of Pub­lic Health, CH‑3003 Bern. They can be pur­chased from the Swiss As­so­ci­ation for Stand­ard­isa­tion, Sulzer­allee 70, 8404Win­ter­thur; www.snv.ch.

14 ISO 3157: 1991-11, Ra­di­o­lu­min­es­cence for time meas­ure­ment in­stru­ments – Spe­cific­a­tions.

15 ISO 4168: 2003-09, Time­keep­ing in­stru­ments – Con­di­tions for car­ry­ing out checks on ra­di­o­lu­min­es­cent de­pos­its.

16 Sv = siev­ert; mSv = mil­lis­iev­ert; μSv = mi­crosiev­ert

17 SR 732.1

Section 2 Licensing Procedures

Art. 11 Licensing authorities  

1 Without pre­ju­dice to para­graph 2, the Fed­er­al Of­fice of Pub­lic Health (FOPH) is the li­cens­ing au­thor­ity for all activ­it­ies and ra­di­ation sources sub­ject to man­dat­ory li­cens­ing un­der this Or­din­ance.

2 The Swiss Fed­er­al Nuc­le­ar Safety In­spect­or­ate (EN­SI) is the li­cens­ing au­thor­ity for:

a.
activ­it­ies at nuc­le­ar in­stall­a­tions which are not sub­ject to man­dat­ory li­cens­ing or a de­com­mis­sion­ing or­der un­der the NEA18;
b.
ex­per­i­ments in­volving ra­dio­act­ive sub­stances in con­nec­tion with geo­lo­gic­al in­vest­ig­a­tions as spe­cified in Art­icle 35 of the NEA;
c.
the im­port and ex­port of ra­dio­act­ive sub­stances for or from nuc­le­ar in­stall­a­tions;
d.
the trans­port of ra­dio­act­ive sub­stances from and to nuc­le­ar in­stall­a­tions;
e.
the dis­charge of ra­dio­act­ive waste from nuc­le­ar in­stall­a­tions to the en­vir­on­ment;
f.19
the de­cay stor­age of ra­dio­act­ive waste from nuc­le­ar in­stall­a­tions and all re­lated activ­it­ies.

18 SR 732.1

19 In­ser­ted by No II of the O of 7 Dec. 2018, in force since 1 Feb. 2019 (AS 2019 183).

Art. 12 Licence applications  

1 Ap­plic­a­tions for the grant­ing or re­new­al of a li­cence must be sub­mit­ted to the li­cens­ing au­thor­ity with the ne­ces­sary doc­u­ments.

2 In cases of high ra­di­olo­gic­al haz­ard po­ten­tial, the li­cens­ing au­thor­ity shall ad­di­tion­ally re­quest a haz­ard ana­lys­is.

3 Ap­plic­ants from abroad must provide a Swiss postal ad­dress.

4The Fed­er­al De­part­ment of Home Af­fairs (FDHA) and EN­SI may is­sue spe­cific­a­tions con­cern­ing the doc­u­ments and evid­ence re­quired in their area of re­spons­ib­il­ity.

Art. 13 Standard licensing procedure  

1 Without pre­ju­dice to Art­icles 14 and 15, the li­cens­ing au­thor­ity shall as­sess activ­it­ies and ra­di­ation sources sub­ject to man­dat­ory li­cens­ing us­ing a stand­ard pro­ced­ure.

2 It shall re­view the ap­plic­a­tion doc­u­ments sub­mit­ted for com­plete­ness, form, con­tent and ex­tent.

3 It shall de­cide wheth­er source-re­lated dose con­straints are re­quired for the pub­lic, and shall spe­cify these in the li­cence.

Art. 14 Simplified licensing procedure  

1 In cases where the haz­ard po­ten­tial for people and the en­vir­on­ment is low, the FOPH may as­sess activ­it­ies sub­ject to man­dat­ory li­cens­ing us­ing a sim­pli­fied pro­ced­ure. This con­cerns in par­tic­u­lar:

a.
med­ic­al ap­plic­a­tions in the low-dose range (Art. 26 let. a);
b.
the op­er­a­tion of in­stall­a­tions with full or par­tial pro­tec­tion sys­tems.

2 In the sim­pli­fied pro­ced­ure, it shall re­view the ap­plic­a­tion doc­u­ments sub­mit­ted solely for com­plete­ness and form.

Art. 15 Type licence for radiation sources  

1 In the case of ra­di­ation sources with a par­tic­u­larly low haz­ard po­ten­tial for people and the en­vir­on­ment, the FOPH may grant a type li­cence (Art. 29 let. c RPA), in par­tic­u­lar if:

a.
they are de­signed or meas­ures are taken so as to pre­vent in­ad­miss­ible ex­pos­ure or con­tam­in­a­tion of per­sons; and
b.
it is as­sured that, if ne­ces­sary, they will be de­livered to the fed­er­al col­lec­tion centre as ra­dio­act­ive waste at the end of their use­ful life.

2 The FOPH shall re­view the ap­plic­a­tion doc­u­ments sub­mit­ted for com­plete­ness, form, con­tent and ex­tent.

3 It shall sub­ject the ra­di­ation sources for which a type li­cence is sought to type test­ing. It may en­gage oth­er bod­ies for this pur­pose.

4 When grant­ing a type li­cence, it shall spe­cify:

a.
un­der what con­di­tions the ra­dio­act­ive ma­ter­i­al may be handled;
b.
wheth­er and how ra­dio­act­ive ma­ter­i­al at the end of its use­ful life must be de­livered to the fed­er­al col­lec­tion centre as ra­dio­act­ive waste;
c.
wheth­er and how the ra­di­ation sources must be marked with a sym­bol spe­cified by the FOPH.
Art. 16 Licence term and communication  

1 The li­cens­ing au­thor­ity shall lim­it the term of the li­cence to a max­im­um of ten years.

2 It shall com­mu­nic­ate its de­cision to the ap­plic­ant, the can­tons con­cerned and the su­per­vis­ory au­thor­ity.

Art. 17 Procedure in the event of uncertainty as to licensing responsibilities  

1 If an activ­ity con­cerns both li­cens­ing au­thor­it­ies, the pro­ced­ures may be com­bined.

2 The lead au­thor­ity shall be the one deemed to be primar­ily con­cerned on the basis of the ap­plic­a­tion doc­u­ments.

3 The lead au­thor­ity shall define the pro­ced­ure in con­sulta­tion with the oth­er li­cens­ing au­thor­ity.

Art. 18 Licence database  

1 The FOPH shall main­tain a data­base con­cern­ing the li­cences gran­ted un­der this Or­din­ance.

2 The pur­pose of the data­base is:

a.
to make avail­able in­form­a­tion re­quired for the grant­ing of li­cences;
b.
to sim­pli­fy ad­min­is­trat­ive pro­ced­ures for the grant­ing of li­cences;
c.
to fa­cil­it­ate the su­per­vis­ory activ­it­ies of the com­pet­ent au­thor­it­ies.

3The fol­low­ing data con­cern­ing the li­cence hold­er may be stored in the data­base:

a.
for a nat­ur­al per­son: name, first name, former name; for a leg­al per­son: com­pany name of the leg­al per­son;
b.
home or busi­ness ad­dress;
c.
for a nat­ur­al per­son: func­tion and aca­dem­ic title;
d.
tele­phone num­bers;
e.
ad­dresses for elec­tron­ic com­mu­nic­a­tion;
f.
cat­egory of en­ter­prise;
g.
the in­form­a­tion spe­cified in Art­icle 179 para­graph 3 con­cern­ing the ra­di­olo­gic­al pro­tec­tion ex­perts;
h.
en­ter­prise iden­ti­fic­a­tion num­ber (UID) in ac­cord­ance with the Fed­er­al Act of 18 June 201020 on the En­ter­prise Iden­ti­fic­a­tion Num­ber;
i.
Swiss Ac­ci­dent In­sur­ance Fund (Suva) cus­tom­er num­ber.

4In ad­di­tion, tech­nic­al in­form­a­tion on ra­di­ation sources may be stored in the data­base.

5The fol­low­ing in­di­vidu­al ac­cess rights ap­ply:

a.
The staff of the FOPH Ra­di­olo­gic­al Pro­tec­tion Di­vi­sion, the re­spons­ible EN­SI unit and Suva Phys­ics are en­titled to pro­cess the data in the data­base.
b.
Re­gistered li­cence hold­ers are en­titled, via elec­tron­ic ac­cess, to view their li­cences and the data con­cern­ing them stored in the data­base, and to re­quest amend­ments.
c.
The ap­plic­a­tion man­agers re­spons­ible for main­ten­ance or pro­gram­ming tasks ob­tain ac­cess to data in­so­far as this is re­quired for the ful­fil­ment of their du­ties.

Section 3 Duties of Licence Holders

Art. 19 Organisational duties  

1 The li­cence hold­er must grant the ra­di­olo­gic­al pro­tec­tion ex­pert the powers re­quired to ful­fil his or her du­ties and make avail­able the ne­ces­sary re­sources.

2 In ad­di­tion, the li­cence hold­er must:

a.
is­sue in­tern­al dir­ect­ives con­cern­ing work­ing meth­ods and pro­tect­ive meas­ures and mon­it­or com­pli­ance;
b.
spe­cify in writ­ing the powers of the vari­ous line man­agers and ra­di­olo­gic­al pro­tec­tion ex­perts, and of per­sons hand­ling ra­di­ation sources.

3If the li­cence hold­er de­ploys per­sons from ser­vice or oth­er en­ter­prises as oc­cu­pa­tion­ally ex­posed per­sons, these en­ter­prises must be made aware of the rel­ev­ant ra­di­olo­gic­al pro­tec­tion reg­u­la­tions.

Art. 20 Duty to provide information  

The li­cence hold­er must en­sure that all per­sons with­in the en­ter­prise who may be ex­posed to ra­di­ation are ap­pro­pri­ately in­formed about the health risks which may arise from hand­ling ion­ising ra­di­ation at the work­place.

Art. 21 Reporting duties  

1The li­cence hold­er must re­port the fol­low­ing changes to the su­per­vis­ory au­thor­ity be­fore they are ef­fected:

a.
changes to the out­put of an in­stall­a­tion, struc­tur­al and design char­ac­ter­ist­ics, and beam dir­ec­tion (Art. 35 para. 1 let. a RPA);
b.
a change of the ra­di­olo­gic­al pro­tec­tion ex­pert (Art. 32 para. 2 RPA).

2 The loss or theft of a ra­dio­act­ive source whose activ­ity ex­ceeds the li­cens­ing lim­it must be re­por­ted to the su­per­vis­ory au­thor­ity without delay.

Chapter 2 Public Exposure

Art. 22 Dose limits for members of the public  

1 The ef­fect­ive dose must not ex­ceed the lim­it of 1 mSv per cal­en­dar year.

2 The equi­val­ent dose must not ex­ceed the fol­low­ing lim­its:

a.
for the lens of the eye: 15 mSv per cal­en­dar year;
b.
for the skin: 50 mSv per cal­en­dar year.
Art. 23 Determination of doses in the vicinity of enterprises with a licence for discharge to the environment  

1 In the case of en­ter­prises with a li­cence for dis­charge to the en­vir­on­ment in ac­cord­ance with Art­icles 111–116, the li­cens­ing au­thor­ity may re­quest an an­nu­al de­term­in­a­tion of the dose re­ceived by the most ex­posed mem­bers of the pub­lic and spe­cify the re­quire­ments for the de­term­in­a­tion of ra­di­ation doses.

2 EN­SI shall is­sue guidelines for the de­term­in­a­tion of ra­di­ation doses for the area un­der its su­per­vi­sion.

Art. 24 Immission limits  

1 Yearly av­er­age air­borne activ­ity con­cen­tra­tions in ac­cess­ible loc­a­tions off-site must not ex­ceed the im­mis­sion lim­its for air (LIA) spe­cified in An­nex 7.

2 Weekly av­er­age activ­ity con­cen­tra­tions in pub­licly ac­cess­ible wa­ters must not ex­ceed the im­mis­sion lim­its for wa­ters (LIW) spe­cified in An­nex 7.

3 It must be ad­di­tion­ally en­sured that am­bi­ent doses due to ex­tern­al ra­di­ation in dwell­ings, pub­lic-ac­cess build­ings and work­places are kept at such a low level that, tak­ing in­to ac­count res­id­ence time and all oth­er ex­pos­ure path­ways, they can­not lead to ex­ceedance of the dose lim­its for mem­bers of the pub­lic.

Chapter 3 Unjustified Activities

Art. 25  

The fol­low­ing activ­it­ies are deemed to be un­jus­ti­fied in ac­cord­ance with Art­icle 8 of the RPA and are there­fore pro­hib­ited:

a.
the de­lib­er­ate ad­di­tion of ra­di­o­nuc­lides in the pro­duc­tion of food­stuffs and feed­ing­stuffs, toys, per­son­al or­na­ments and cos­met­ics;
b.
the ap­plic­a­tion of meth­ods in­volving the ac­tiv­a­tion of ma­ter­i­als used in toys and per­son­al or­na­ments;
c.
the im­port, ex­port and trans­it of products as spe­cified in let­ters a and b.

Chapter 4 Medical Exposures

Section 1 Dose Ranges in Medical Imaging

Art. 26  

Med­ic­al ex­pos­ures are:

a.
in the low-dose range if the pa­tient re­ceives an ef­fect­ive dose of less than 1 mSv;
b.
in the me­di­um-dose range if the pa­tient re­ceives an ef­fect­ive dose of between 1 mSv and 5 mSv;
c.
in the high-dose range if the pa­tient re­ceives an ef­fect­ive dose of more than 5 mSv.

Section 2 Medical Justification

Art. 27 Fundamental justification  

Without pre­ju­dice to Art­icles 28 and 29, med­ic­al ex­pos­ures are deemed to be fun­da­ment­ally jus­ti­fied.

Art. 28 Justification of diagnostic or therapeutic procedures  

1 Any gen­er­al ap­plic­a­tion of dia­gnost­ic or thera­peut­ic pro­ced­ures must be jus­ti­fied in ad­vance.

2 The jus­ti­fic­a­tion of ex­ist­ing dia­gnost­ic or thera­peut­ic pro­ced­ures must be re­viewed as soon as im­port­ant new know­ledge on the ef­fect­ive­ness or con­sequences of such pro­ced­ures be­comes avail­able.

3 In col­lab­or­a­tion with the pro­fes­sion­al bod­ies and sec­tor­al as­so­ci­ations con­cerned, the KSR shall pre­pare and pub­lish re­com­mend­a­tions on the jus­ti­fic­a­tion of pro­ced­ures in ac­cord­ance with para­graphs 1 and 2.21

21 www.ksr-cpr.ch

Art. 29 Justification of individual applications  

1 Any per­son who pre­scribes or per­forms pro­ced­ures must take in­to ac­count ex­ist­ing dia­gnost­ic in­form­a­tion and the case his­tory in or­der to avoid un­ne­ces­sary ra­di­ation ex­pos­ures.

2 Any per­son who pre­scribes pro­ced­ures must es­tab­lish and doc­u­ment an in­dic­a­tion and for­ward this to the phys­i­cian per­form­ing the pro­ced­ure.

3Hos­pit­als, ra­di­ology centres and re­fer­rers must pre­scribe pro­ced­ures in ac­cord­ance with the cur­rent state of sci­ence and tech­no­logy. This is re­flec­ted in par­tic­u­lar by re­fer­ral guidelines based on na­tion­al or in­ter­na­tion­al guidelines or re­com­mend­a­tions.

4Each ap­plic­a­tion must be jus­ti­fied in ad­vance by the phys­i­cian per­form­ing the pro­ced­ure, tak­ing in­to ac­count the cur­rent state of sci­ence and tech­no­logy, the in­dic­a­tion and the char­ac­ter­ist­ics of the in­di­vidu­al in­volved.

5A dia­gnost­ic or thera­peut­ic pro­ced­ure which is not jus­ti­fied in ac­cord­ance with Art­icle 28 may non­ethe­less, de­pend­ing on the cir­cum­stances, be jus­ti­fied as a spe­cif­ic, in­di­vidu­al ap­plic­a­tion. This must be doc­u­mented on a case-by-case basis, with the reas­ons stated, by the phys­i­cian per­form­ing the pro­ced­ure.

Art. 30 Radiological screening  

1 Ra­di­olo­gic­al screen­ing is a ra­di­olo­gic­al ex­am­in­a­tion per­formed in a spe­cif­ic group of people for the pur­pose of early de­tec­tion of a dis­ease, even though it is not clin­ic­ally sus­pec­ted in the in­di­vidu­als con­cerned. This does not in­clude routine oc­cu­pa­tion­al health ex­am­in­a­tions.

2 Ra­di­olo­gic­al screen­ing may only be car­ried out as part of a pro­gramme. It must be in­sti­tuted by a health au­thor­ity.

3 Ra­di­olo­gic­al screen­ing must sat­is­fy the qual­ity re­quire­ments spe­cified for the pro­gramme by the com­pet­ent health au­thor­ity.

Art. 31 Procedures for non-medical imaging purposes  

1 Activ­it­ies in­volving ex­pos­ure for non-med­ic­al ima­ging pur­poses must be jus­ti­fied in ad­vance, tak­ing in­to ac­count the spe­cif­ic ob­ject­ives of the pro­ced­ure and the char­ac­ter­ist­ics of the in­di­vidu­al in­volved.

2 Ex­pos­ures in the me­di­um-dose or high-dose range for aptitude tests are pro­hib­ited.

3 If an ex­pos­ure is ordered by the crim­in­al in­vest­ig­a­tion, se­cur­ity or cus­toms au­thor­it­ies, the ima­ging pro­ced­ure must be per­formed us­ing the low­est pos­sible dose re­quired to re­solve the ques­tion. If an ex­pos­ure can­not be per­formed in the low-dose range, this must be doc­u­mented, with the reas­ons stated.

4 If ex­pos­ures are routinely per­formed for se­cur­ity reas­ons, the in­di­vidu­al ex­amined must be giv­en the op­tion of choos­ing a dif­fer­ent type of ex­am­in­a­tion not in­volving ion­ising ra­di­ation.

Section 3 Medical Optimisation

Art. 32 Optimisation of medical exposures  

1 In dia­gnost­ic, in­ter­ven­tion­al ra­di­ology and nuc­le­ar medi­cine ex­am­in­a­tions, the li­cence hold­er must keep all ra­di­ation doses as low as achiev­able con­sist­ent with ob­tain­ing the re­quired ima­ging in­form­a­tion.

2 For all thera­peut­ic ex­pos­ures, the li­cence hold­er must carry out in­di­vidu­al do­si­met­ric plan­ning. The doses for risk or­gans must be kept as low as is achiev­able and con­sist­ent with the in­ten­ded ra­dio­thera­peut­ic pur­pose.

3 For the pro­tec­tion of pa­tients, the op­tim­isa­tion pro­cess in­volves in par­tic­u­lar:

a.
se­lec­tion of suit­able equip­ment, in­clud­ing soft­ware;
b.
con­sist­ent pro­duc­tion of ad­equate dia­gnost­ic in­form­a­tion or thera­peut­ic out­comes;
c.
the prac­tic­al as­pects of pro­ced­ures;
d.
qual­ity as­sur­ance;
e.
as­sess­ment and eval­u­ation of the pa­tient dose or the ad­min­istered activ­ity;
f.
use of ap­pro­pri­ate set-up para­met­ers or ap­pro­pri­ate ra­di­o­nuc­lides;
g.
use of sens­it­ive de­tect­ors;
h.
for every med­ic­al in­stall­a­tion, use of the ele­ments re­quired for the pro­tec­tion of pa­tients.

4 The dose re­ceived by per­son­nel must be taken in­to ac­count in the op­tim­isa­tion pro­cess.

5 The FDHA may is­sue tech­nic­al op­tim­isa­tion pro­vi­sions for the pro­tec­tion of pa­tients.

Art. 33 Documentation obligation  

The li­cence hold­er must doc­u­ment all thera­peut­ic and dia­gnost­ic ex­pos­ures in the me­di­um-dose or high-dose range and in mam­mo­graphy in such a way that the ra­di­ation dose re­ceived by the pa­tient can be de­term­ined at a later date.

Art. 34 Survey of medical population doses  

1 The FOPH shall sur­vey on a reg­u­lar basis, but at least every ten years, the ra­di­ation doses re­ceived by the pop­u­la­tion from med­ic­al ex­pos­ures.

2 It may re­quest from li­cence hold­ers an­onymised data on thera­peut­ic, dia­gnost­ic, in­ter­ven­tion­al or nuc­le­ar medi­cine ap­plic­a­tions, in par­tic­u­lar:

a.
time and type of ap­plic­a­tion and ana­tom­ic­al re­gion;
b.
ex­pos­ure para­met­ers;
c.
ra­di­ation dose or activ­ity levels;
d.
in­stall­a­tion spe­cific­a­tions;
e.
sex, age, height and weight of pa­tients;
f.
num­ber of in­di­vidu­al ex­pos­ures per ap­plic­a­tion, clas­si­fied by type and ana­tom­ic­al re­gion.

3 It may re­quest third parties to pre­pare stat­ist­ics. For this pur­pose, it shall provide them with the ne­ces­sary data.

Art. 35 Diagnostic reference levels  

1 The FOPH shall pub­lish re­com­mend­a­tions on ra­di­ation doses for dia­gnost­ic, in­ter­ven­tion­al or nuc­le­ar medi­cine ex­am­in­a­tions in the form of dia­gnost­ic ref­er­ence levels.

2 To this end, it shall con­duct na­tion­al sur­veys based on the data spe­cified in Art­icle 34 para­graph 2, take in­ter­na­tion­al re­com­mend­a­tions in­to ac­count and pub­lish the res­ults.

3 Li­cence hold­ers must reg­u­larly re­view their own prac­tices and ac­count for any de­vi­ations from dia­gnost­ic ref­er­ence levels.

Art. 36 Involvement of medical physicists  

1 The li­cence hold­er must:

a.
closely in­volve a med­ic­al phys­i­cist in thera­peut­ic prac­tices, with the ex­cep­tion of stand­ard­ised nuc­le­ar medi­cine prac­tices;
b.
in­volve a med­ic­al phys­i­cist in stand­ard­ised nuc­le­ar medi­cine prac­tices, in com­puted tomo­graphy, in in­ter­ven­tion­al ra­di­ology prac­tices and in flu­oro­scopy in the me­di­um- and high-dose range;
c.
if so re­ques­ted by the su­per­vis­ory au­thor­ity, in­volve a med­ic­al phys­i­cist in prac­tices of tech­no­lo­gic­ally com­plex ex­am­in­a­tions or new ex­am­in­a­tion tech­niques in the low- and me­di­um-dose range.

2 For thera­peut­ic pro­ced­ures, the FDHA may spe­cify the level of in­volve­ment of med­ic­al phys­i­cists.

Art. 37 Carers and comforters  

1 The li­cence hold­er must en­sure that per­sons help­ing to com­fort and care for pa­tients in a non-pro­fes­sion­al ca­pa­city are in­formed about their ex­pos­ure and the as­so­ci­ated risks.

2 For carers and com­fort­ers, a dose con­straint of 5 mSv per year (ef­fect­ive dose) ap­plies.

3 If an ex­ceedance of the dose con­straint is de­term­ined, the li­cence hold­er must in­form the per­son con­cerned.

4 The FDHA may define spe­cif­ic dose con­straints for par­tic­u­lar med­ic­al pro­ced­ures.

Section 4 Patients

Art. 38 Provision of information for patients  

Pa­tients must be in­formed about the risks and be­ne­fits of med­ic­al ex­pos­ure.

Art. 39 Paediatrics  

Med­ic­al ex­pos­ures of chil­dren must be per­formed us­ing ex­pos­ure para­met­ers spe­cific­ally op­tim­ised for this pa­tient group. In par­tic­u­lar, the fol­low­ing must be taken in­to ac­count:

a.
physique;
b.
ra­di­o­sensit­iv­ity;
c.
the pos­sib­il­ity of em­ploy­ing spe­cif­ic tech­nic­al aids.
Art. 40 Pregnant and breastfeeding patients  

1 For ex­pos­ures in the me­di­um-dose or high-dose range and for thera­peut­ic ex­pos­ures in fe­male pa­tients, the phys­i­cian per­form­ing the pro­ced­ure must es­tab­lish wheth­er the pa­tient is preg­nant.

2 If preg­nancy is de­term­ined or can­not be ruled out, this must be weighed against the need for the ex­pos­ure in the jus­ti­fic­a­tion. In the op­tim­isa­tion, both the dose to the un­born child and that to the moth­er must be taken in­to ac­count.

3 If the uter­us of a preg­nant pa­tient lies with­in the area ex­amined, the dose to the uter­us must be doc­u­mented.

4 In the case of nuc­le­ar medi­cine ex­pos­ures, breast­feed­ing pa­tients must be in­formed about the need for and dur­a­tion of a sus­pen­sion of breast­feed­ing on ac­count of the con­tam­in­a­tion of breast milk.

Section 5 Clinical Audits in Medicine

Art. 41 Purpose, content and subjects  

1 The pur­pose of clin­ic­al audits is to en­sure that med­ic­al ex­pos­ures are jus­ti­fied and op­tim­ised in ac­cord­ance with the cur­rent state of sci­ence and tech­no­logy, and that the qual­ity and out­come of pa­tient care are con­tinu­ously im­proved.

2 Clin­ic­al audits in­volve sys­tem­at­ic­ally ex­amin­ing pa­tient- and per­son­nel-re­lated pro­cesses for dia­gnost­ic and thera­peut­ic pro­ced­ures in­volving ion­ising ra­di­ation, and com­par­ing them with the cur­rent state of sci­ence and tech­no­logy.

3 The FOPH may re­quire the li­cence hold­er to un­der­go a clin­ic­al audit for the fol­low­ing med­ic­al ra­di­ation ap­plic­a­tions every five years:

a.
com­puted tomo­graphy;
b.
nuc­le­ar medi­cine;
c.
ra­di­ation on­co­logy;
d.
flu­oro­scopy-guided in­ter­ven­tion­al dia­gnost­ic and thera­peut­ic pro­ced­ures.
Art. 42 Coordination, preparation and conduct  

1 If the FOPH en­gages third parties for the co­ordin­a­tion and pre­par­a­tion of clin­ic­al audits (Art. 189), they must be ex­perts from vari­ous in­sti­tu­tions and pro­fes­sion­al bod­ies.

2If the FOPH en­gages third parties for the con­duct of clin­ic­al audits (Art. 189), these aud­it­ors must have many years’ pro­fes­sion­al ex­per­i­ence in their field and must be in­de­pend­ent of the audited li­cence hold­ers.

3The FOPH shall make the ne­ces­sary data con­cern­ing li­cence hold­ers avail­able to the third parties en­gaged.

4If, in the eval­u­ation of audits, the third parties en­gaged dis­cov­er sig­ni­fic­ant de­vi­ations from the re­quire­ments of this Or­din­ance or from the cur­rent state of sci­ence and tech­no­logy, they shall in­form the FOPH.

Art. 43 Licence holders’ self-evaluation and quality manual  

1 All hold­ers of li­cences for ra­di­ation ap­plic­a­tions as spe­cified in Art­icle 41 para­graph 3 shall con­duct an an­nu­al self-eval­u­ation of their pro­cesses.

2 They shall pre­pare a qual­ity manu­al and present this at the audit.

3 The qual­ity manu­al must in­clude a de­tailed de­scrip­tion of at least the fol­low­ing points:

a.
com­pet­ences and re­spons­ib­il­it­ies;
b.
equip­ment avail­able for ex­am­in­a­tion and treat­ment;
c.
per­son­nel train­ing;
d.
meas­ures to en­sure com­pli­ance with re­quire­ments con­cern­ing the jus­ti­fic­a­tion of in­di­vidu­al ap­plic­a­tions (Art. 29);
e.
ex­am­in­a­tion and treat­ment pro­to­cols and pa­tient in­form­a­tion;
f.
doc­u­ment­a­tion of ra­di­ation doses (Art. 33);
g.
es­tab­lish­ment and com­mu­nic­a­tion of dia­gnost­ic find­ings or treat­ment mon­it­or­ing, data stor­age and data trans­fer;
h.
qual­ity as­sur­ance;
i.
self-eval­u­ation.

Section 6 Research involving Human Beings

Art. 44 Authorisations  

1 The con­duct of hu­man re­search pro­jects in­volving the use of ra­di­ation sources re­quires au­thor­isa­tion in ac­cord­ance with Art­icle 45 of the Hu­man Re­search Act of 30 Septem­ber 201122 (HRA).

2 In ad­di­tion, the con­duct of clin­ic­al tri­als of thera­peut­ic products cap­able of emit­ting ion­ising ra­di­ation re­quires au­thor­isa­tion in ac­cord­ance with Art­icle 54 of the Thera­peut­ic Products Act of 15 Decem­ber 200023 (TPA).

Art. 45 Dose constraints and dose calculation  

1 In re­search pro­jects with no ex­pec­ted dir­ect be­ne­fit, a dose con­straint of 5 mSv per year (ef­fect­ive dose) ap­plies to the par­ti­cipants.

2 In ex­cep­tion­al cases, the dose con­straint spe­cified in para­graph 1 may be up to 20 mSv per year (ef­fect­ive dose), with con­sid­er­a­tion be­ing giv­en to age, fer­til­ity, life ex­pect­ancy and health status, provided that this is ab­so­lutely es­sen­tial for meth­od­o­lo­gic­al reas­ons.

3 In the case of com­bined pro­ced­ures, all ra­di­ation sources must be taken in­to ac­count in the cal­cu­la­tion or es­tim­a­tion of the dose to par­ti­cipants.

4 In the cal­cu­la­tion or es­tim­a­tion of the dose, the un­cer­tainty factor must be taken in­to ac­count.

Section 7 Radiopharmaceuticals

Art. 46 Placing products on the market and administration  

1 For the pla­cing of products on the mar­ket and ad­min­is­tra­tion of ra­dio­phar­ma­ceut­ic­als in hu­mans, the pro­vi­sions of the TPA24 ap­ply.

2 Ap­prov­al is re­quired from the FOPH for:

a.
the mar­ket­ing au­thor­isa­tion of ra­dio­phar­ma­ceut­ic­als in ac­cord­ance with Art­icle 9 para­graph 1 of the TPA;
b.
the sim­pli­fied au­thor­isa­tion of ra­dio­phar­ma­ceut­ic­als in ac­cord­ance with Art­icle 14 of the TPA;
c.
the au­thor­isa­tion of ra­dio­phar­ma­ceut­ic­als for a lim­ited peri­od in ac­cord­ance with Art­icle 9 para­graph 4 of the TPA.

3 The FOPH shall grant ap­prov­al based on the doc­u­ments re­ceived as part of the ap­plic­a­tion for au­thor­isa­tion, and on the as­sess­ment and reas­on­ing of the Ex­pert Com­mis­sion for Ra­dio­phar­ma­ceut­ic­als.

4 Ra­dio­phar­ma­ceut­ic­als must be la­belled as such. Their pack­age la­belling must in­clude at least the fol­low­ing ra­di­olo­gic­al pro­tec­tion-re­lated in­form­a­tion:

a.
the pre­par­a­tion name;
b.
the haz­ard warn­ing sym­bol in ac­cord­ance with An­nex 8;
c.
the ra­di­o­nuc­lides and their activ­ity at the time of cal­ib­ra­tion;
d.
the cal­ib­ra­tion time and the ex­piry time.

5For the la­belling, the pro­vi­sions of the medi­cin­al products le­gis­la­tion also ap­ply.

6 Long-lived ra­di­o­nuc­lide im­pur­it­ies rel­ev­ant to dis­pos­al must be in­dic­ated in the ac­com­pa­ny­ing doc­u­ments.

Art. 47 Preparation and quality control  

1 Any per­son who pre­pares ra­dio­phar­ma­ceut­ic­als must carry out the qual­ity con­trols de­scribed in the product in­form­a­tion.

2The FOPH may take samples at any time in or­der to de­term­ine wheth­er the re­quire­ments spe­cified in Art­icle 46 are still be­ing met. For this pur­pose, it may en­gage spe­cial­ised labor­at­or­ies.

3 The FDHA may spe­cify re­quire­ments for the pre­par­a­tion and use of ra­dio­phar­ma­ceut­ic­als; it shall take in­to ac­count na­tion­al and in­ter­na­tion­al guidelines and the re­com­mend­a­tions of pro­fes­sion­al bod­ies, in par­tic­u­lar those is­sued by the European As­so­ci­ation of Nuc­le­ar Medi­cine (EANM)25 or the Swiss So­ci­ety of Ra­dio­phar­macy/Ra­dio­phar­ma­ceut­ic­al Chem­istry (SGRRC)26.

25 These guidelines (in Eng­lish) can be ac­cessed free of charge on the EANM web­site at www.eanm.org.

26 These re­com­mend­a­tions can be ac­cessed free of charge on the SGRRC web­site at www.sgrrc.ch.

Art. 48 Expert Commission for Radiopharmaceuticals  

1 The Ex­pert Com­mis­sion for Ra­dio­phar­ma­ceut­ic­als (ECRP) is a stand­ing ad­vis­ory com­mis­sion with­in the mean­ing of Art­icle 8a para­graph 2 of the Gov­ern­ment and Ad­min­is­tra­tion Or­gan­isa­tion Or­din­ance of 25 Novem­ber 199827 (GAOO).

2 It shall ad­vise the Fed­er­al De­part­ment of Home Af­fairs (FDHA), Swiss­med­ic and the FOPH on ra­dio­phar­ma­ceut­ic­al mat­ters. In par­tic­u­lar, it has the fol­low­ing tasks:

a.
it pre­pares re­ports on ap­plic­a­tions for the mar­ket­ing au­thor­isa­tion of ra­dio­phar­ma­ceut­ic­als;
b.
it pre­pares re­ports on safety-re­lated ques­tions con­nec­ted with ra­dio­phar­ma­ceut­ic­als;
c.
it ad­vises the FH­HA on the amend­ment of An­nex 1 to the Thera­peut­ic Products Or­din­ance of 21 Septem­ber 201828.29

It is com­prises spe­cial­ists from the fields of nuc­le­ar medi­cine, phar­ma­ceut­ics, chem­istry and ra­di­olo­gic­al pro­tec­tion.

27 SR 172.010.1

28 SR 821.212.21

29 Amended by An­nex 6 No II 4 of the Thera­peut­ic Products Or­din­ance of 21 Sept. 2018, in force since 1 Jan. 2019 (AS 2018 3577).

Section 8 Medical Radiation Incident

Art. 49 Definition  

A med­ic­al ra­di­ation in­cid­ent is an un­planned event in the form of a care­less or in­ap­pro­pri­ate ac­tion, with or without ac­tu­al con­sequences, which, as a res­ult of de­fi­cien­cies in the qual­ity as­sur­ance pro­gramme, tech­nic­al mal­func­tions, op­er­at­or er­ror or oth­er in­cor­rect be­ha­viour, led or could have led to un­in­ten­ded ex­pos­ures of pa­tients.

Art. 50 Duties  

1 Li­cence hold­ers must keep a re­cord of med­ic­al ra­di­ation in­cid­ents.

2 They must, with an in­ter­dis­cip­lin­ary work­ing group, reg­u­larly ana­lyse any in­cid­ents which have oc­curred and make the op­er­a­tion­al ad­just­ments re­quired to pre­vent sim­il­ar in­cid­ents.

3 They must re­port the fol­low­ing med­ic­al ra­di­ation in­cid­ents to the su­per­vis­ory au­thor­ity with­in 30 days:

a.
un­planned ex­pos­ures which led or could have led to mod­er­ate or­gan dam­age, mod­er­ate func­tion­al impair­ment or more ser­i­ous dam­age in the pa­tient;
b.
con­fu­sion of pa­tients or or­gans in thera­peut­ic ex­pos­ures or in dia­gnost­ic ex­pos­ures in the high-dose range;
c.
un­planned ex­pos­ures where the pa­tient re­ceived an ef­fect­ive dose of more than 100 mSv.
4 In the case of med­ic­al ra­di­ation in­cid­ents as spe­cified in para­graph 3, the li­cence hold­er must con­duct an in­vest­ig­a­tion and sub­mit a re­port in ac­cord­ance with Art­icle 129.

Chapter 5 Occupational Exposures

Section 1 Occupationally Exposed Persons

Art. 51 Definition and principles  

1 Oc­cu­pa­tion­ally ex­posed per­sons means per­sons who:

a.
in the course of their oc­cu­pa­tion­al activ­it­ies or train­ing may in­cur ex­pos­ure which ex­ceeds a dose lim­it for mem­bers of the pub­lic as spe­cified in Art­icle 22; this is without pre­ju­dice to para­graph 2;
b.
work or un­der­go train­ing at least once a week in con­trolled areas as defined in Art­icle 80; or
c.
work or un­der­go train­ing at least once a week in su­per­vised areas as defined in Art­icle 85 and may thus be ex­posed to an in­creased am­bi­ent dose rate.

2 Per­sons who are sub­ject solely to radon ex­pos­ure at their work­place are only deemed to be oc­cu­pa­tion­ally ex­posed if they may thereby ac­cu­mu­late an ef­fect­ive dose of more than 10 mSv per year (Art. 167 para. 3).

3 The li­cence hold­er, or in the case of air­crew the air­craft op­er­at­or, shall des­ig­nate all oc­cu­pa­tion­ally ex­posed per­sons with­in the en­ter­prise.

4 Li­cence hold­ers, or in the case of air­crew the air­craft op­er­at­or, shall in­form the oc­cu­pa­tion­ally ex­posed per­sons reg­u­larly of:

a.
the ra­di­ation doses to be ex­pec­ted in the course of their work;
b.
the dose lim­its ap­plic­able for them;
c.
the health risks as­so­ci­ated with their work;
d.
the ra­di­olo­gic­al pro­tec­tion meas­ures which must be ob­served for their work;
e.
the risks of ra­di­ation ex­pos­ure for the un­born child.
Art. 52 Categories  

1 For pur­poses of mon­it­or­ing, li­cence hold­ers shall clas­si­fy the oc­cu­pa­tion­ally ex­posed per­sons in­to cat­egor­ies A and B in ac­cord­ance with para­graphs 2–4.

2 Cat­egory A com­prises per­sons who:

a.
may ac­cu­mu­late the fol­low­ing doses per cal­en­dar year in the course of their work:
1.
an ef­fect­ive dose great­er than 6 mSv,
2.
an equi­val­ent dose for the lens of the eye great­er than 15 mSv, or
3.
an equi­val­ent dose for the skin, hands or feet great­er than 150 mSv;
b.
as a res­ult of radon ex­pos­ure at the work­place re­ceive an ef­fect­ive dose great­er than 10 mSv per cal­en­dar year; or
c.
work as in­tern­al per­son­nel at a nuc­le­ar in­stall­a­tion.

3 Cat­egory B com­prises all oc­cu­pa­tion­ally ex­posed per­sons not be­long­ing to cat­egory A.

4 Per­sons en­gaged in activ­it­ies where the risk of ac­cu­mu­lat­ing doses as spe­cified in para­graph 2 let­ter a is neg­li­gible shall be as­signed to cat­egory B for the per­form­ance of these activ­it­ies. This in­cludes in par­tic­u­lar activ­it­ies:

a.
in­volving the op­er­a­tion of dia­gnost­ic X-ray sys­tems in med­ic­al, dent­al and veter­in­ary prac­tices, ex­cept in the high-dose range;
b.
as oc­cu­pa­tion­ally ex­posed air­crew.

5 If ap­plic­ants or li­cence hold­ers demon­strate that an activ­ity does not ful­fil any of the con­di­tions spe­cified in para­graph 2, they may re­quest the su­per­vis­ory au­thor­ity to as­sign the per­sons per­form­ing this activ­ity to cat­egory B.

Art. 53 Young people and pregnant or breastfeeding women  

1 Per­sons aged un­der 16 years must not be oc­cu­pa­tion­ally ex­posed.

2 For per­sons aged between 16 and 18 years and for preg­nant wo­men, the dose lim­its spe­cified in Art­icle 57 ap­ply.

3 From the time when a preg­nancy be­comes known un­til its com­ple­tion, the ra­di­ation ex­pos­ure of the preg­nant wo­man must be de­term­ined monthly.

4 The FDHA shall spe­cify, in con­sulta­tion with EN­SI, when preg­nant wo­men must be ad­di­tion­ally equipped with an act­ive per­son­al do­si­met­er.

5 Preg­nant wo­men must, if they so re­quest, be ex­emp­ted from the fol­low­ing activ­it­ies:

a.
from flight du­ties;
b.
from any work with ra­dio­act­ive ma­ter­i­al in­volving a risk of in­takes or con­tam­in­a­tion;
c.
from activ­it­ies which may only be per­formed by an oc­cu­pa­tion­ally ex­posed per­son in cat­egory A.

6 Breast­feed­ing wo­men must not per­form any work with ra­dio­act­ive ma­ter­i­al in­volving an in­creased risk of in­takes.

Art. 54 Aircrew  

For oc­cu­pa­tion­ally ex­posed air­crew, ra­di­ation ex­pos­ure must be op­tim­ised when es­tab­lish­ing work plans.

Art. 55 Medical monitoring  

1 The li­cence hold­er must have med­ic­al as­sess­ments con­duc­ted in ac­cord­ance with Art­icle 11a of the Or­din­ance of 19 Decem­ber 198330 on Ac­ci­dent Pre­ven­tion (APO).

2 Suva may sub­ject em­ploy­ees to the pre­vent­ive oc­cu­pa­tion­al medi­cine pro­vi­sions spe­cified in Art­icles 70–89 APO.

Section 2 Dose Restrictions

Art. 56 Dose limits  

1 For oc­cu­pa­tion­ally ex­posed per­sons, the ef­fect­ive dose must not ex­ceed the lim­it of 20 mSv per cal­en­dar year.

2 For such per­sons, by way of ex­cep­tion and with the ap­prov­al of the su­per­vis­ory au­thor­ity, the lim­it for the ef­fect­ive dose may be up to 50 mSv per cal­en­dar year, provided that the cu­mu­lat­ive dose over five con­sec­ut­ive years, in­clud­ing the cur­rent year, is less than 100 mSv.

3 For such per­sons, the equi­val­ent dose must not ex­ceed the fol­low­ing lim­its:

a.
for the lens of the eye: 20 mSv per cal­en­dar year or a cu­mu­lat­ive dose of 100 mSv over five con­sec­ut­ive cal­en­dar years, sub­ject to a max­im­um dose of 50 mSv in a single cal­en­dar year;
b.
for the skin, hands and feet: 500 mSv per cal­en­dar year.

4 Oc­cu­pa­tion­ally ex­posed per­sons from abroad must, in Switzer­land, only ac­cu­mu­late an ef­fect­ive dose of 20 mSv per cal­en­dar year, al­low­ing for the dose already re­ceived in the cur­rent cal­en­dar year.

Art. 57 Dose limit for young people and pregnant women  

1 For per­sons aged 16–18 years, the ef­fect­ive dose must not ex­ceed the lim­it of 6 mSv per cal­en­dar year.

2 Preg­nant wo­men may only be de­ployed as oc­cu­pa­tion­ally ex­posed per­sons if it is as­sured that, from the time when a preg­nancy be­comes known un­til its com­ple­tion, the ef­fect­ive dose to the un­born child does not ex­ceed 1 mSv.

Art. 58 Measures to be taken if dose limits are exceeded  

1 If a dose lim­it as spe­cified in Art­icle 56 para­graphs 1–3 and Art­icle 57 para­graph 1 is ex­ceeded in an oc­cu­pa­tion­ally ex­posed per­son, then, for the rest of the cal­en­dar year, the per­son con­cerned may ac­cu­mu­late no more than:

a.
an ef­fect­ive dose of 1 mSv;
b.
an equi­val­ent dose of 15 mSv for the lens of the eye, and of 50 mSv for the skin, hands and feet.

2 The right of the su­per­vis­ory au­thor­ity to grant ap­prov­al in ac­cord­ance with Art­icle 56 para­graph 2 is re­served.

3 If the dose lim­it spe­cified in Art­icle 57 para­graph 2 is ex­ceeded, the wo­men con­cerned must not, for the re­mainder of their preg­nancy, be de­ployed in con­trolled or su­per­vised areas as defined in Art­icles 80 and 85.

Art. 59 Medical surveillance in the event of exceedance of dose limits  

1 If a dose lim­it spe­cified in Art­icle 56 or 57 is ex­ceeded, the su­per­vis­ory au­thor­ity shall de­cide wheth­er the per­son con­cerned must be placed un­der med­ic­al sur­veil­lance.

2 The phys­i­cian shall in­form the per­son con­cerned and the su­per­vis­ory au­thor­ity of the res­ults of his or her in­vest­ig­a­tion and pro­pose meas­ures to be ad­op­ted. If the per­son con­cerned is an em­ploy­ee, the phys­i­cian shall also in­form Suva.

3 The phys­i­cian shall re­port to the su­per­vis­ory au­thor­ity:

a.
data con­cern­ing any early ef­fects de­tec­ted;
b.
data con­cern­ing ill­nesses or spe­cial pre­dis­pos­i­tions mak­ing it ne­ces­sary to de­clare the per­son un­fit for ra­di­ation work;
c.
bio­lo­gic­al do­si­metry data.

4 If the per­son con­cerned is an em­ploy­ee, the phys­i­cian shall also re­port the data to Suva.

5 Suva, or the su­per­vis­ory au­thor­ity in the case of per­sons not in em­ploy­ment, shall take the ne­ces­sary meas­ures. It may or­der a tem­por­ary or per­man­ent ex­clu­sion from activ­it­ies in­volving oc­cu­pa­tion­al ex­pos­ure.

Art. 60 Dose constraints  

1 For the pur­pose of op­tim­ising ra­di­olo­gic­al pro­tec­tion, the li­cence hold­er, or in the case of air­crew the air­craft op­er­at­or, shall spe­cify dose con­straints for oc­cu­pa­tion­ally ex­posed per­sons.

2 The prin­ciple of op­tim­isa­tion is deemed to be sat­is­fied where activ­it­ies do not lead to an ef­fect­ive dose of more than 100 µSv per cal­en­dar year for oc­cu­pa­tion­ally ex­posed per­sons.

3 If a dose con­straint is ex­ceeded, the work­ing prac­tice must be re­viewed and ra­di­olo­gic­al pro­tec­tion im­proved.

Section 3 Determination of Radiation Doses (Dosimetry)

Art. 61 Dosimetry in occupationally exposed persons  

1 In oc­cu­pa­tion­ally ex­posed per­sons, ra­di­ation ex­pos­ure must be de­term­ined in­di­vidu­ally in ac­cord­ance with An­nex 4 (in­di­vidu­al mon­it­or­ing).

2 Ex­tern­al ex­pos­ure must be de­term­ined every month.

3 The su­per­vis­ory au­thor­ity may grant ex­emp­tions from para­graphs 1 and 2 if:

a.
an ad­di­tion­al or an­oth­er ap­pro­pri­ate dose mon­it­or­ing sys­tem is avail­able;
b.
no ap­pro­pri­ate dose mon­it­or­ing sys­tem is avail­able, but en­hanced ra­di­olo­gic­al pro­tec­tion meas­ures are taken.

4 The FDHA shall spe­cify, in con­sulta­tion with EN­SI, how and at what in­ter­vals in­tern­al ra­di­ation ex­pos­ure is to be de­term­ined. In do­ing so, it shall take in­to ac­count the work­ing con­di­tions and the type of ra­di­o­nuc­lides used.

5 It shall spe­cify, in con­sulta­tion with EN­SI, when a second, in­de­pend­ent do­si­metry sys­tem ful­filling an ad­di­tion­al func­tion must be used.

Art. 62 Determination of radiation doses by calculation  

1 In cases where in­di­vidu­al dose meas­ure­ment is not suit­able, the li­cence hold­er must de­term­ine the ra­di­ation dose by cal­cu­la­tion; this re­quires the ap­prov­al of the su­per­vis­ory au­thor­ity.

2 The FDHA, in con­sulta­tion with EN­SI, shall is­sue pro­vi­sions con­cern­ing the de­term­in­a­tion of ra­di­ation doses by cal­cu­la­tion.

3 In the case of air­crew, air­craft op­er­at­ors may them­selves de­term­ine ra­di­ation doses by cal­cu­la­tion. The soft­ware used for this pur­pose must re­flect the state of the art.

Art. 63 Reporting threshold per monitoring period  

1 For oc­cu­pa­tion­ally ex­posed per­sons at en­ter­prises li­censed by the FOPH, the fol­low­ing re­port­ing thresholds per do­si­met­ric mon­it­or­ing peri­od ap­ply:

a.
2 mSv for the ef­fect­ive dose;
b.
2 mSv for the equi­val­ent dose for the lens of the eye;
c.
50 mSv for the equi­val­ent dose for the skin, hands or feet.

2 When a re­port­ing threshold is reached, the re­port­ing du­ties spe­cified in Art­icle 65 para­graph 1 let­ter c and Art­icle 69 let­ter b arise.

Art. 64 Duties of licence holders or aircraft operators with regard to personal dosimetry  

1 Li­cence hold­ers, or, in the case of air­crew, air­craft op­er­at­ors, must have the ra­di­ation ex­pos­ure of all oc­cu­pa­tion­ally ex­posed per­sons with­in the en­ter­prise de­term­ined by an ap­proved per­son­al do­si­metry ser­vice. They may also them­selves de­term­ine doses by cal­cu­la­tion as spe­cified in Art­icle 62 or carry out triage meas­ure­ments to de­tect in­tern­al ra­di­ation ex­pos­ure.

2 They shall bear the costs of do­si­metry.

3 They must:

a.
in­form the per­sons con­cerned of the res­ults of do­si­metry;
b.
fur­nish them with a writ­ten sum­mary of all doses:
1.
upon ter­min­a­tion of em­ploy­ment,
2.
pri­or to de­ploy­ment at an­oth­er en­ter­prise;
c.
provide Suva with the op­er­a­tion­al, per­son­al and do­si­metry data re­quired for pre­vent­ive oc­cu­pa­tion­al medi­cine;
d.
when a re­port­ing threshold as spe­cified in Art­icle 63 is reached, provide the su­per­vis­ory au­thor­ity, if so re­ques­ted, with an ex­plan­a­tion of the cause of the dose; the ex­plan­a­tion must be provided in writ­ing with­in two weeks;
e.
com­mu­nic­ate to the ap­poin­ted per­son­al do­si­metry ser­vice the data spe­cified in Art­icle 73 para­graph 1 let­ters a–e and g–i for all oc­cu­pa­tion­ally ex­posed per­sons with­in the en­ter­prise;
f.
re­port dir­ectly to the Cent­ral Dose Re­gistry doses ac­cu­mu­lated by oc­cu­pa­tion­ally ex­posed per­sons work­ing abroad which were not de­term­ined by a Swiss per­son­al do­si­metry ser­vice; the re­port must be sub­mit­ted with­in a month after the end of the as­sign­ment in a form pre­scribed by the FOPH.
Art. 65 Duties of licence holders or aircraft operators when radiation doses are determined by calculation  

1 If ra­di­ation doses are de­term­ined by cal­cu­la­tion with­in the en­ter­prise as spe­cified in Art­icle 62, li­cence hold­ers, or, in the case of air­crew, air­craft op­er­at­ors, must re­port:

a.
the data spe­cified in Art­icle 73: to the Cent­ral Dose Re­gistry (Art. 72);
b.
the ra­di­ation doses de­term­ined by cal­cu­la­tion: to the Cent­ral Dose Re­gistry with­in a peri­od spe­cified by the FOPH in a form pre­scribed by the FOPH;
c.
the reach­ing of a re­port­ing threshold as spe­cified in Art­icle 63: to the su­per­vis­ory au­thor­ity no later than ten days after the ra­di­ation dose has been cal­cu­lated;
d.
a sus­pec­ted ex­ceedance of a dose lim­it: with­in one work­ing day, to the su­per­vis­ory au­thor­ity and, if the per­son con­cerned is an em­ploy­ee, to Suva.

2 For en­ter­prises with­in the area su­per­vised by EN­SI, this au­thor­ity shall is­sue ad­di­tion­al guidelines con­cern­ing the re­port­ing of ra­di­ation doses de­term­ined by cal­cu­la­tion.

Section 4 Personal Dosimetry Services

Art. 66 Requirements for approval  

1 A per­son­al do­si­metry ser­vice must be ap­proved by the com­pet­ent au­thor­ity (Art. 68).

2 It shall be ap­proved if the fol­low­ing re­quire­ments are met:

a.
It is dom­i­ciled in Switzer­land.
b.
It has an ap­pro­pri­ate or­gan­isa­tion and suf­fi­cient staff, in par­tic­u­lar an ad­equate num­ber of per­sons with a prac­tic­al know­ledge of the rel­ev­ant meas­ure­ment tech­nique and of ra­di­olo­gic­al pro­tec­tion.
c.
It demon­strates to the com­pet­ent au­thor­ity that it has, and im­ple­ments, a qual­ity as­sur­ance pro­gramme.
d.
The meas­ure­ment sys­tem re­flects the state of the art and can be re­lated to ap­pro­pri­ate stand­ards through an un­broken chain of com­par­is­ons.

3 If a per­son­al do­si­metry ser­vice is ac­cred­ited for per­son­al do­si­metry, the re­quire­ments spe­cified in para­graph 2 let­ters c and d are deemed to be met.

Art. 67 Approval procedure and term  

1 The com­pet­ent au­thor­ity shall de­term­ine, by means of an in­spec­tion and a tech­nic­al re­view, wheth­er a per­son­al do­si­metry ser­vice meets the re­quire­ments for ap­prov­al. It may en­gage third parties for this pur­pose.

2 Ap­prov­al may be gran­ted for a max­im­um of five years.

Art. 68 Competent authorities  

1 The fol­low­ing au­thor­it­ies are re­spons­ible for ap­prov­al:

the FOPH, in cases where a per­son­al do­si­metry ser­vice wishes to op­er­ate wholly or largely with­in the area su­per­vised by the FOPH or by Suva;
b.
EN­SI, in cases where a per­son­al do­si­metry ser­vice wishes to op­er­ate wholly or largely with­in the area su­per­vised by this au­thor­ity

2 In cases where a per­son­al do­si­metry ser­vice wishes to op­er­ate in vari­ous areas, the com­pet­ent au­thor­it­ies shall jointly de­cide which of them is to be re­spons­ible for ap­prov­al.

3 The com­pet­ent au­thor­it­ies must not op­er­ate any per­son­al do­si­metry ser­vices them­selves.

Art. 69 Reporting duties of the personal dosimetry service  

The per­son­al do­si­metry ser­vice has the fol­low­ing re­port­ing du­ties:

a.
With­in a month after the end of the mon­it­or­ing peri­od, it shall re­port the data spe­cified in Art­icle 73 to the fol­low­ing:
1.
the li­cence hold­er or, in the case of air­crew, the air­craft op­er­at­or;
2.
the Cent­ral Dose Re­gistry (Art. 72), in a form pre­scribed by the FOPH;
3.
in the case of data from the area su­per­vised by EN­SI: also dir­ectly to EN­SI.
b.
If a re­port­ing threshold per mon­it­or­ing peri­od as spe­cified in Art­icle 63 is reached, the per­son­al do­si­metry ser­vice shall no­ti­fy the li­cence hold­er and the su­per­vis­ory au­thor­ity no later than ten work­ing days after re­ceipt of the do­si­met­er.
c.
In the event of a sus­pec­ted ex­ceedance of a dose lim­it, the per­son­al do­si­metry ser­vice shall re­port the res­ult to the li­cence hold­er, or, in the case of air­crew, to the air­craft op­er­at­or, and to the su­per­vis­ory au­thor­ity with­in one work­ing day. If the per­son con­cerned is an em­ploy­ee, it shall also in­form Suva.
d.
For per­son­al do­si­metry ser­vices ap­proved by EN­SI, this au­thor­ity shall is­sue re­port­ing guidelines.
Art. 70 Further duties of the personal dosimetry service  

1 The per­son­al do­si­metry ser­vice must re­tain the dose val­ues and per­son­al de­tails, as well as all the raw data re­quired for cal­cu­la­tion of the doses to be re­por­ted at a later date, for a peri­od of two years after sub­mis­sion to the Cent­ral Dose Re­gistry.

2 In ac­cord­ance with the in­struc­tions of the com­pet­ent au­thor­ity, it must par­ti­cip­ate at its own ex­pense in in­ter­com­par­is­on ex­er­cises.

3 If a per­son­al do­si­metry ser­vice wishes to cease its activ­it­ies, it must give the com­pet­ent au­thor­ity, its cli­ents and the su­per­vis­ory au­thor­it­ies re­spons­ible for its cli­ents at least six months’ ad­vance no­tice.

4 The per­son­al do­si­metry ser­vice ceas­ing its activ­it­ies shall trans­fer its archived data to the new per­son­al do­si­metry ser­vices des­ig­nated by its cli­ents.

5 In ex­cep­tion­al cases, the com­pet­ent au­thor­ity shall de­term­ine the steps to be taken.

6 If a cli­ent ter­min­ates its con­trac­tu­al re­la­tion­ship with the per­son­al do­si­metry ser­vice, the lat­ter must draw the cli­ent’s at­ten­tion to its du­ties as a li­cence hold­er as spe­cified in Art­icle 64 and in­form the su­per­vis­ory au­thor­ity of the ter­min­a­tion.

Art. 71 Duty of confidentiality and data protection  

The per­son­al do­si­metry ser­vice may only dis­close per­son­al de­tails and the res­ults of do­si­metry:

a.
to the in­di­vidu­al con­cerned;
b.
to the li­cence hold­er or, in the case of air­crew, the air­craft op­er­at­or;
c.
to the su­per­vis­ory au­thor­ity;
d.
to the li­cens­ing au­thor­ity;
e.
to the Cent­ral Dose Re­gistry.

Section 5 Central Dose Registry

Art. 72 Responsible authority and purpose  

1 The FOPH shall main­tain a Cent­ral Dose Re­gistry.

2 The pur­pose of the Re­gistry is to re­cord the doses de­term­ined throughout the peri­od dur­ing which a per­son is oc­cu­pa­tion­ally ex­posed, in or­der to as­sess pos­sible in­sur­ance claims on this basis.

3 In ad­di­tion, the Re­gistry en­ables the su­per­vis­ory au­thor­it­ies:

a.
to re­view at any time the doses ac­cu­mu­lated per mon­it­or­ing peri­od for each oc­cu­pa­tion­ally ex­posed per­son in Switzer­land;
b.
to con­duct stat­ist­ic­al ana­lyses and eval­u­ate the ef­fect­ive­ness of the pro­vi­sions of this Or­din­ance;
c.
to en­sure data re­ten­tion.
Art. 73 Data processed  

1 The fol­low­ing data con­cern­ing oc­cu­pa­tion­ally ex­posed per­sons shall be stored in the Cent­ral Dose Re­gistry:

a.
name, first name and former names;
b.
date of birth;
c.
in­sur­ance num­ber as spe­cified in Art­icle 50c of the Fed­er­al Act of 20 Decem­ber 194631 on the Old-Age and Sur­viv­ors’ In­sur­ance;
d.
sex;
e.
name, ad­dress and UID of the en­ter­prise;
f.
dose val­ues de­term­ined in Switzer­land and abroad;
g.
oc­cu­pa­tion­al group;
h.
activ­ity;
i.
cat­egory (A or B).

2 For per­sons work­ing in Switzer­land only tem­por­ar­ily, the doses de­term­ined in Switzer­land shall be re­cor­ded.

Art. 74 Access rights  

The fol­low­ing shall have dir­ect elec­tron­ic ac­cess to data in the Cent­ral Dose Re­gistry:

the staff of the FOPH Ra­di­olo­gic­al Pro­tec­tion Di­vi­sion;
the Suva Oc­cu­pa­tion­al Medi­cine De­part­ment;
the su­per­vis­ory au­thor­it­ies: the data in the area un­der their su­per­vi­sion;
d.
the Fed­er­al Of­fice of Civil Avi­ation (FO­CA): the data con­cern­ing air­crew.
Art. 75 Reporting  

1 The su­per­vis­ory au­thor­it­ies shall pro­duce an­nu­al re­ports on the res­ults of per­son­al do­si­metry.

2 The re­ports shall be pub­lished by the FOPH. It shall en­sure that the per­sons con­cerned are not iden­ti­fi­able.

Art. 76 Use of data for research projects  

1 The FOPH may use, or make avail­able to third parties on re­quest, the per­son­al data stored in the Cent­ral Dose Re­gistry for re­search pro­jects con­cern­ing the ef­fects of ra­di­ation and ra­di­olo­gic­al pro­tec­tion. The pro­vi­sions of the HRA32 are ap­plic­able.

2 The FOPH shall only make the per­son­al data avail­able in an an­onymised form, un­less the ap­plic­ant demon­strates that:

a.
the per­sons con­cerned have con­sen­ted to the dis­clos­ure of their data; or
b.
the ap­plic­ant has been gran­ted au­thor­isa­tion by the re­spons­ible eth­ics com­mit­tee in ac­cord­ance with Art­icle 45 of the HRA.

Section 6 Technical Provisions for Personal Dosimetry

Art. 77  

1 The FDHA, in con­sulta­tion with EN­SI and after a hear­ing with the Fed­er­al In­sti­tute of Met­ro­logy (METAS), shall is­sue tech­nic­al pro­vi­sions for per­son­al do­si­metry.

2 The tech­nic­al pro­vi­sions shall spe­cify in par­tic­u­lar:

a.
min­im­um re­quire­ments for meas­ure­ment sys­tems;
b.
min­im­um re­quire­ments for meas­ure­ment ac­cur­acy in routine op­er­a­tions and for in­ter­com­par­is­on ex­er­cises;
c.
stand­ard mod­els for cal­cu­la­tion of ra­di­ation doses.

Chapter 6 Radioactive Material and Installations

Section 1 Controlled and Supervised Areas

Art. 78 Principles  

1 In or­der to lim­it and mon­it­or ra­di­ation ex­pos­ure, the li­cence hold­er shall es­tab­lish con­trolled or su­per­vised areas.

2 Activ­it­ies in­volving ra­dio­act­ive ma­ter­i­al above the li­cens­ing lim­it, with the ex­cep­tion of sealed ra­dio­act­ive sources, must be car­ried out with­in con­trolled areas in rooms which are de­signed as work­ing areas as spe­cified in Art­icle 81.

3 For rooms and loc­a­tions with­in su­per­vised or con­trolled areas where con­tam­in­a­tion of sur­faces or in­door air or in­creased am­bi­ent dose rates may oc­cur, the su­per­vis­ory au­thor­ity may or­der a clas­si­fic­a­tion in­to zones as spe­cified in Art­icle 82 and dis­pense with the es­tab­lish­ment of work­ing areas.

Art. 79 Restriction of ambient doses  

1 The room or area in which in­stall­a­tions are op­er­ated or ra­dio­act­ive ma­ter­i­al is handled must be de­signed or shiel­ded in such a way that no lim­its are ex­ceeded.

2 At loc­a­tions out­side of con­trolled and su­per­vised areas where mem­bers of the pub­lic may be con­tinu­ously present, the weekly am­bi­ent dose must not ex­ceed 0.02 mSv. At loc­a­tions where people are not con­tinu­ously present, this value may be ex­ceeded by up to a factor of five.

3 If the loc­a­tions spe­cified in para­graph 2 are work­places, the am­bi­ent dose, giv­en an as­sumed work-re­lated pres­ence of 40 hours per week, may be high­er.

4 The in­flu­ence of sev­er­al dif­fer­ent ra­di­ation sources on a loc­a­tion to be pro­tec­ted must be taken in­to ac­count.

5 The FDHA, in con­sulta­tion with EN­SI, shall spe­cify guid­ance val­ues for the am­bi­ent dose with­in and out­side of con­trolled and su­per­vised areas.

Section 2 Controlled Areas

Art. 80 Definition  

1 Con­trolled areas means areas which are sub­ject to spe­cif­ic re­quire­ments for the pur­pose of pro­tect­ing against ex­pos­ures to ion­ising ra­di­ation and pre­vent­ing the spread of con­tam­in­a­tion. In the area su­per­vised by EN­SI, the term con­trolled zone may con­tin­ue to be used for con­trolled areas.

2 The fol­low­ing are to be es­tab­lished as con­trolled areas:

a.
work­ing areas as spe­cified in Art­icle 81;
b.
zone types I–IV as spe­cified in An­nex 10;
c.
areas in which air­borne con­tam­in­a­tion may ex­ceed 0.05 CA as spe­cified in An­nex 3 Column 11 or sur­face con­tam­in­a­tion may ex­ceed 1 CS as spe­cified in An­nex 3 Column 12.

3 The su­per­vis­ory au­thor­ity may re­quest that fur­ther areas be es­tab­lished as con­trolled areas if this is ap­pro­pri­ate for or­gan­isa­tion­al reas­ons.

4 The li­cence hold­er must en­sure that ac­cess to con­trolled areas is only pos­sible for au­thor­ised per­sons.

5 Con­trolled areas must be clearly de­lim­ited and marked as spe­cified in An­nex 8.

6 The li­cence hold­er must su­per­vise com­pli­ance with guid­ance val­ues for am­bi­ent dose rates, con­tam­in­a­tion and in­door air activ­ity con­cen­tra­tions, and com­pli­ance with pro­tec­tion meas­ures and safety pro­vi­sions with­in con­trolled areas.

Art. 81 Working areas  

1 Work­ing areas must be es­tab­lished with­in a con­trolled area in sep­ar­ate rooms re­served for these pur­poses.

2 They shall be clas­si­fied in­to the fol­low­ing types, ac­cord­ing to the activ­ity of the ra­dio­act­ive ma­ter­i­als handled per op­er­a­tion or per day:

a.
type C: an activ­ity from 1 to 100 times the li­cens­ing lim­it;
b.
type B: an activ­ity from 1 to 10 000 times the li­cens­ing lim­it;
c.
type A: an activ­ity from 1 times the li­cens­ing lim­it to an up­per lim­it defined in the li­cens­ing pro­ced­ure.

3 For the stor­age of ra­dio­act­ive ma­ter­i­als in work­ing areas, the su­per­vis­ory au­thor­ity may in­crease the val­ues spe­cified in para­graph 2 by up to a factor of 100.

4 The su­per­vis­ory au­thor­ity may al­low ex­cep­tions to para­graph 1 on op­er­a­tion­al grounds, provided that ra­di­olo­gic­al pro­tec­tion is as­sured.

5 The su­per­vis­ory au­thor­ity may in ex­cep­tion­al cases, where hand­ling in­volves a low risk of in­takes, in­crease the val­ues spe­cified in para­graph 2 by up to a factor of 10, provided that ra­di­olo­gic­al pro­tec­tion is as­sured.

6 The su­per­vis­ory au­thor­ity may in in­di­vidu­al cases, tak­ing in­to ac­count the risk of in­takes, as­sign work­ing areas to a dif­fer­ent type from that spe­cified in para­graph 2, provided that only activ­it­ies in­volving a low risk of in­hal­a­tion are car­ried out therein.

7 The FDHA, in con­sulta­tion with EN­SI, shall is­sue the ne­ces­sary reg­u­la­tions con­cern­ing pro­tec­tion meas­ures.

Art. 82 Zones  

1 Zones shall be clas­si­fied in­to the zone types spe­cified in An­nex 10 ac­cord­ing to the de­gree of con­tam­in­a­tion present or to be ex­pec­ted.

2 For the pur­pose of plan­ning and reg­u­la­tion of in­di­vidu­al doses, with­in zones with el­ev­ated am­bi­ent dose rates, areas with max­im­um per­miss­ible am­bi­ent dose rates must be es­tab­lished and des­ig­nated as spe­cified in An­nex 10.

3The su­per­vis­ory au­thor­ity may in ex­cep­tion­al cases ap­prove oth­er zone and area types if ra­di­olo­gic­al pro­tec­tion is equally well or bet­ter as­sured.

4The FDHA, in con­sulta­tion with EN­SI, shall is­sue reg­u­la­tions con­cern­ing pro­tec­tion meas­ures for the vari­ous zone and area types.

Art. 83 Treatment after discontinuation of activities  

1 For con­trolled areas in which the hand­ling of ra­dio­act­ive ma­ter­i­al is dis­con­tin­ued, and if ne­ces­sary also for the sur­round­ing areas, in­clud­ing all in­stall­a­tions and the re­main­ing ma­ter­i­al, the li­cence hold­er must en­sure that the clear­ance meas­ure­ment cri­ter­ia spe­cified in Art­icle 106 are met and the im­mis­sion lim­its spe­cified in Art­icle 24 are not ex­ceeded.

2 The li­cence hold­er must demon­strate to the su­per­vis­ory au­thor­ity that the duty spe­cified in para­graph 1 is ful­filled.

3 The li­cence hold­er may only use the con­trolled areas con­cerned for oth­er pur­poses after ap­prov­al has been gran­ted by the su­per­vis­ory au­thor­ity.

Art. 84 Guidance values for contamination  

1 Be­fore per­sons leave, or ma­ter­i­als are re­moved from, con­trolled areas, it must be en­sured that the guid­ance value spe­cified in An­nex 3 Column 12 for sur­face con­tam­in­a­tion is not ex­ceeded. For the clear­ance of ma­ter­i­als, the re­quire­ments spe­cified in Art­icle 106 ap­ply.

2 If, in con­trolled areas, the con­tam­in­a­tion of ma­ter­i­als and sur­faces is great­er than 10 times the guid­ance value spe­cified in An­nex 3 Column 12, de­con­tam­in­a­tion meas­ures must be im­ple­men­ted or oth­er ap­pro­pri­ate pro­tec­tion meas­ures ad­op­ted.

3 If, in con­trolled areas, part of the con­tam­in­a­tion will re­main at­tached to the sur­face un­der fore­see­able con­di­tions of hand­ling, the guid­ance val­ues spe­cified in An­nex 3 Column 12 shall only ap­ply to the trans­fer­able con­tam­in­a­tion.

Section 3 Supervised Areas

Art. 85  

1 Su­per­vised areas means areas which are sub­ject to spe­cif­ic re­quire­ments for the pur­pose of pro­tect­ing against ex­pos­ures to ion­ising ra­di­ation from the op­er­a­tion of in­stall­a­tions or the hand­ling of sealed ra­dio­act­ive sources.

2 The fol­low­ing are to be es­tab­lished as su­per­vised areas:

a.
rooms and ad­ja­cent areas in which in­stall­a­tions are op­er­ated without a full or par­tial pro­tec­tion sys­tem;
b.
zones of type 0 as spe­cified in An­nex 10;
c.
areas in which per­sons may ac­cu­mu­late an ef­fect­ive dose of more than 1 mSv per cal­en­dar year from ex­tern­al ra­di­ation ex­pos­ure.

3 The li­cence hold­er must en­sure that, if el­ev­ated am­bi­ent dose rates oc­cur dur­ing the op­er­a­tion of in­stall­a­tions or the hand­ling of sealed ra­dio­act­ive sources, only au­thor­ised per­sons can be present in su­per­vised areas.

4 The li­cence hold­er must mon­it­or com­pli­ance with the guid­ance val­ues for am­bi­ent dose rates and com­pli­ance with pro­tec­tion meas­ures and safety pro­vi­sions with­in su­per­vised areas.

5 Su­per­vised areas must be marked as spe­cified in An­nex 8.

6 The es­tab­lish­ment of su­per­vised areas is not ne­ces­sary for oc­cu­pa­tion­ally ex­posed air­crew.

7In rooms in which only com­pact dent­al X-ray sys­tems are op­er­ated, the es­tab­lish­ment of su­per­vised areas is not ne­ces­sary.

Section 4 Duties when handling Radiation Sources

Art. 86 Inventory, record-keeping and reporting duties  

1 When hand­ling sealed ra­dio­act­ive sources, li­cence hold­ers must main­tain an in­vent­ory.

2 They must keep re­cords of the pur­chase, use, trans­fer and dis­pos­al of ra­dio­act­ive ma­ter­i­als.

3 They must re­port an­nu­ally to the su­per­vis­ory au­thor­ity on their trade in ra­di­ation sources, provid­ing the fol­low­ing in­form­a­tion:

a.
the name of the ra­di­o­nuc­lides, their activ­ity, the date of activ­ity de­term­in­a­tion, and their chem­ic­al and phys­ic­al form;
b.
the name of the equip­ment or art­icles con­tain­ing ra­dio­act­ive sources, with de­tails of the ra­di­o­nuc­lides, their activ­ity and the date of activ­ity de­term­in­a­tion;
c.
the name of the in­stall­a­tions and the as­so­ci­ated para­met­ers;
d.
the ad­dresses and li­cence num­bers of do­mest­ic cli­ents.

4 The li­cens­ing au­thor­ity may spe­cify ad­di­tion­al re­cord-keep­ing and re­port­ing du­ties in the li­cence.

Art. 87 Transfer  

Hold­ers of ra­di­ation sources sub­ject to man­dat­ory li­cens­ing may only sup­ply them to en­ter­prises or per­sons hold­ing the re­quis­ite li­cence.

Art. 88 Requirements for the handling and the location of radiation sources  

The EDI, in con­sulta­tion with EN­SI, shall define the re­quire­ments for the hand­ling and the loc­a­tion of ra­di­ation sources. In par­tic­u­lar, it shall spe­cify:

a.
struc­tur­al meas­ures and the basis for cal­cu­la­tions in this re­gard;
b.
the re­quire­ments for ir­ra­di­ation, ad­min­is­tra­tion and re­lax­a­tion rooms, and for rooms for equip­ment used for nuc­le­ar medi­cine ex­am­in­a­tions;
c.
the ra­di­olo­gic­al pro­tec­tion meas­ures for the care and ac­com­mod­a­tion of pa­tients re­ceiv­ing ther­apy;
d.
the type of stor­age and the re­quire­ments for fa­cil­it­ies for the stor­age of ra­dio­act­ive ma­ter­i­als.

Section 5 Measuring Instruments

Art. 89 Measuring instruments for ionising radiation  

1 Li­cence hold­ers must en­sure that the en­ter­prise has the ne­ces­sary num­ber of suit­able meas­ur­ing in­stru­ments for ion­ising ra­di­ation.

2 In rooms or areas where ra­di­ation sources are handled or op­er­ated and a re­lated haz­ard ex­ists, suit­able meas­ur­ing in­stru­ments for ion­ising ra­di­ation must be avail­able at all times to mon­it­or dose rates and sur­face or air­borne con­tam­in­a­tion.

Art. 90 Requirements for measuring instruments for ionising radiation  

Meas­ur­ing in­stru­ments for ion­ising ra­di­ation are gov­erned by the Meas­ur­ing In­stru­ments Or­din­ance of 15 Feb­ru­ary 200633 and the im­ple­ment­ing pro­vi­sions is­sued by the Fed­er­al De­part­ment of Justice and Po­lice (FD­JP) in con­sulta­tion with the FDHA and the Fed­er­al De­part­ment of the En­vir­on­ment, Trans­port, En­ergy and Com­mu­nic­a­tions (DE­TEC).

Art. 91 Requirements for the use of measuring instruments for ionising radiation  

The FDHA, in con­sulta­tion with EN­SI, shall spe­cify:

a.
the type and the num­ber of in­stru­ments re­quired for meas­ur­ing ion­ising ra­di­ation;
b.
the ex­tent of qual­ity as­sur­ance for the use of meas­ur­ing in­stru­ments for ion­ising ra­di­ation.
Art. 92 Duties of licence holders  

1 Li­cence hold­ers must carry out func­tion­al test­ing of meas­ur­ing in­stru­ments for ion­ising ra­di­ation at ap­pro­pri­ate in­ter­vals, us­ing suit­able ra­di­ation sources.

2 The su­per­vis­ory au­thor­ity may re­quire li­cence hold­ers to par­ti­cip­ate in in­ter­com­par­is­on ex­er­cises.

Section 6 Design and Marking of Sealed Radioactive Sources

Art. 93 Design  

1 With re­gard to design, sealed ra­dio­act­ive sources must re­flect the state of the art when they are placed on the mar­ket.

2 For sealed ra­dio­act­ive sources, the ra­di­o­nuc­lides se­lec­ted must be chem­ic­ally as stable as pos­sible.

3 If sealed ra­dio­act­ive sources are used ex­clus­ively as gamma or neut­ron emit­ters, shield­ing must be provided which pre­vents the es­cape of al­pha or beta ra­di­ation.

Art. 94 Marking  

1 Sealed ra­dio­act­ive sources and their con­tain­ers must be marked in such a way as to per­mit iden­ti­fic­a­tion of the source at any time.

2 The man­u­fac­turer or sup­pli­er of a high-activ­ity sealed source as defined in Art­icle 96 must en­sure that it can be iden­ti­fied by a unique num­ber. This num­ber must be en­graved or stamped on the source and on the source con­tain­er.

3 The ra­di­o­nuc­lide, activ­ity, date of man­u­fac­ture and meas­ure­ment, and if ap­pro­pri­ate the clas­si­fic­a­tion ac­cord­ing to ISO 291934, must be im­me­di­ately ap­par­ent or as­cer­tain­able from the mark­ing.

4 The su­per­vis­ory au­thor­ity may grant ex­emp­tions from para­graphs 1–3 if mark­ing is not prac­tic­able or if re­usable source con­tain­ers are used.

34 ISO 2919: 2012-02-15, Ra­di­olo­gic­al pro­tec­tion – Sealed ra­dio­act­ive sources – Gen­er­al re­quire­ments and clas­si­fic­a­tion. The ISO stand­ards re­ferred to in this Or­din­ance can be con­sul­ted free of charge at the Fed­er­al Of­fice of Pub­lic Health, CH 3003 Bern. They can be pur­chased from the Swiss As­so­ci­ation for Stand­ard­isa­tion, Sulzer­allee 70, 8404Win­ter­thur; www.snv.ch.

Art. 95 Further requirements for placing on the market  

1 Be­fore be­ing placed on the mar­ket, every sealed ra­dio­act­ive source must be tested for leak tight­ness and ab­sence of con­tam­in­a­tion. Test­ing must be car­ried out by a body ac­cred­ited for this activ­ity or re­cog­nised by the su­per­vis­ory au­thor­ity.

2 The cap­sule of sealed ra­dio­act­ive sources whose activ­ity is great­er than 100 times the li­cens­ing lim­it must com­ply with the re­quire­ments of ISO 291935 for the in­ten­ded ap­plic­a­tion and be clas­si­fied ac­cord­ingly.

3 In jus­ti­fied cases, the su­per­vis­ory au­thor­ity may grant ex­emp­tions from para­graphs 1 and 2 or re­quire ad­di­tion­al qual­ity tests.

35 ISO 2919: 2012-02-15, Ra­di­olo­gic­al pro­tec­tion – Sealed ra­dio­act­ive sources – Gen­er­al re­quire­ments and clas­si­fic­a­tion. The ISO stand­ards re­ferred to in this Or­din­ance can be con­sul­ted free of charge at the Fed­er­al Of­fice of Pub­lic Health, CH 3003 Bern. They can be pur­chased from the Swiss As­so­ci­ation for Stand­ard­isa­tion, Sulzer­allee 70, 8404Win­ter­thur; www.snv.ch.

Section 7 High-Activity Sealed Sources

Art. 96 Definition  

High-activ­ity sealed source means a sealed ra­dio­act­ive source whose activ­ity is great­er than the activ­ity value spe­cified in An­nex 9.

Art. 97 Inventory  

1 The li­cens­ing au­thor­ity shall main­tain an in­vent­ory of li­cence hold­ers and of the high‑activ­ity sealed sources in their pos­ses­sion.

2 The in­vent­ory shall in­clude:

a.
the iden­ti­fic­a­tion num­ber;
b.
the sup­pli­er;
c.
the type and loc­a­tion of the source;
d.
the ra­di­o­nuc­lide in each case;
e.
the activ­ity of the source at the time of pro­duc­tion, first pla­cing on the mar­ket or pur­chase of the source by the li­cence hold­er.

3 The li­cens­ing au­thor­ity shall con­tinu­ously up­date the in­vent­ory.

Art. 98 Requirements  

1 Be­fore a li­cence is gran­ted for hand­ling high-activ­ity sealed sources, the ap­plic­ant must provide evid­ence that ap­pro­pri­ate pro­vi­sion has been made for sub­sequent dis­pos­al.

2 The li­cence hold­er shall veri­fy at least once a year that each high-activ­ity sealed source and, where rel­ev­ant, its pro­tect­ive con­tain­er is in good con­di­tion and is still present at its place of use or stor­age. The li­cence hold­er shall re­port the res­ults of the in­spec­tion to the li­cens­ing au­thor­ity.

Art. 99 Safety and security  

1 For each high-activ­ity sealed source, the li­cence hold­er shall define ad­equate meas­ures and pro­ced­ures aimed at pre­vent­ing un­au­thor­ised ac­cess to or loss or theft of the source or its dam­age by fire, and shall doc­u­ment the meas­ures and pro­ced­ures.

2 The FDHA, in con­sulta­tion with EN­SI, shall define the prin­ciples for the struc­tur­al, tech­nic­al, or­gan­isa­tion­al and ad­min­is­trat­ive re­quire­ments for safety and se­cur­ity meas­ures.

Section 8 Quality Assurance Measures

Art. 100  

1 The li­cence hold­er must en­sure that ra­di­ation sources:

a.
are sub­jec­ted to test­ing pri­or to their first use;
b.
are reg­u­larly in­spec­ted and main­tained.

2Para­graph 1 also ap­plies to as­so­ci­ated med­ic­al im­age re­cept­or sys­tems, im­age dis­play and im­age doc­u­ment­a­tion equip­ment, nuc­le­ar medi­cine ex­am­in­a­tion sys­tems and act­i­vi­met­ers.

3 The FDHA may, in con­sulta­tion with EN­SI, define the min­im­um scope and the peri­od­icity of test­ing, the min­im­um scope of the qual­ity as­sur­ance pro­gramme and the re­quire­ments for the im­ple­ment­ing bod­ies. It shall take in­to ac­count na­tion­al and in­ter­na­tion­al qual­ity as­sur­ance stand­ards.

Section 9 Transport and Import, Export and Transit of Radioactive Material

Art. 101 Off-site transport  

1 Any per­son who trans­ports ra­dio­act­ive ma­ter­i­al, or has it trans­por­ted, off-site must:

a.
com­ply with fed­er­al reg­u­la­tions con­cern­ing the car­riage of dan­ger­ous goods;
b.
provide evid­ence that they have and im­ple­ment an ap­pro­pri­ate qual­ity as­sur­ance pro­gramme.

2 The con­signors and trans­port­ers of ra­dio­act­ive ma­ter­i­al must:

a.
each, in ad­vance, des­ig­nate a per­son re­spons­ible for qual­ity as­sur­ance and define qual­ity as­sur­ance meas­ures in writ­ing;
b.
make sure that the trans­port con­tain­ers or pack­aging ma­ter­i­als com­ply with the rel­ev­ant reg­u­la­tions and are prop­erly main­tained.

3 If the con­signors and trans­port­ers have in place a qual­ity as­sur­ance sys­tem for the trans­port of ra­dio­act­ive ma­ter­i­al, cer­ti­fied by an ac­cred­ited body, it shall be as­sumed that they im­ple­ment an ap­pro­pri­ate qual­ity as­sur­ance pro­gramme.

4 The con­signors must veri­fy that the con­trac­ted trans­port­er, if ne­ces­sary, has a li­cence for the trans­port of ra­dio­act­ive ma­ter­i­al.

Art. 102 On-site transport  

The FDHA, in con­sulta­tion with EN­SI, shall spe­cify the re­quire­ments for on-site trans­port of ra­dio­act­ive ma­ter­i­al.

Art. 103 Import, export and transit  

1 Ra­dio­act­ive ma­ter­i­al may only be im­por­ted, ex­por­ted or un­der­go trans­it via the cus­toms of­fices des­ig­nated by the Dir­ect­or­ate Gen­er­al of Cus­toms.

2 The cus­toms de­clar­a­tion for im­port, ex­port, or trans­it must in­clude the fol­low­ing de­tails:

a.
the pre­cise des­ig­na­tion of the goods;
b.
the ra­di­o­nuc­lides (in the case of nuc­lide mix­tures the three nuc­lides with the low­est li­cens­ing lim­its must be in­dic­ated);
c.
the total activ­ity per ra­di­o­nuc­lide in Bq36;
d.
the li­cence num­ber of the re­cip­i­ent (for im­ports) or the sender (for ex­ports) in Switzer­land.

3 For each in­di­vidu­al stor­age of ra­dio­act­ive ma­ter­i­al in a cus­toms bon­ded ware­house or in a duty-free ware­house, the de­pos­it­or must present to the cus­toms of­fice a li­cence as spe­cified in Art­icle 28 of the RPA.

4 The li­cens­ing au­thor­ity may re­quest that a sep­ar­ate li­cence ap­plic­a­tion be sub­mit­ted for each im­port, ex­port and trans­it of high-activ­ity sealed sources.

36 Bq = becquer­el

Section 10 Orphan Radioactive Materials

Art. 104  

1 If there is an in­creased like­li­hood of orphan ra­dio­act­ive ma­ter­i­als be­ing en­countered in re­cyc­lable ma­ter­i­als or wastes, the en­ter­prises con­cerned are re­quired, when man­aging or pre­par­ing these ma­ter­i­als or wastes for ex­port, to in­spect them for the pres­ence of orphan ra­dio­act­ive ma­ter­i­als us­ing ap­pro­pri­ate screen­ing pro­ced­ures and, if such ma­ter­i­als are de­tec­ted, to se­cure the re­cyc­lable ma­ter­i­als or wastes at an ap­pro­pri­ate loc­a­tion. This ap­plies in par­tic­u­lar to:

a.
en­ter­prises where mu­ni­cip­al wastes or wastes of sim­il­ar com­pos­i­tion are in­cin­er­ated;
b.
en­ter­prises which re­cycle scrap metals;
c.
en­ter­prises which pre­pare scrap metals for ex­port.

2 The du­ties of the en­ter­prises con­cerned shall be spe­cified in the li­cence.

Section 11 Clearance

Art. 105 Clearance from mandatory licensing and supervision  

Hand­ling of the fol­low­ing shall be cleared from man­dat­ory li­cens­ing and su­per­vi­sion:

a.
ma­ter­i­al dis­charged to the en­vir­on­ment in ac­cord­ance with Art­icles 111–116;
b.
ma­ter­i­al cleared or dis­charged to the en­vir­on­ment in ac­cord­ance with the Ra­di­olo­gic­al Pro­tec­tion Or­din­ance of 22 June 199437;
c.
ma­ter­i­al from an activ­ity sub­ject to man­dat­ory li­cens­ing cleared in ac­cord­ance with Art­icle 106;
e.
NORM dis­charged to the en­vir­on­ment in ac­cord­ance with Art­icle 169.

37 [AS 1994 1947, 1995 4959No II 2, 1996 2129, 2000 1079342894, 2001 3294No II 7, 2005 601An­nex 7 No 3 2885 An­nex No 7, 2007 1469An­nex 4 No 44 5651, 2008 3153Art. 10 No 2 5747 An­nex No 22, 2010 5191Art. 20 No 4 5395 An­nex 2 No II 3, 2011 5227No I 2.7, 2012 7065No I 5 7157, 2013 3041No I 5 3407 An­nex 6 No 3]

Art. 106 Clearance measurement and other clearance methods  

1 Li­cence hold­ers may clear the hand­ling of ma­ter­i­al from man­dat­ory li­cens­ing and su­per­vi­sion if they demon­strate by a meas­ure­ment (clear­ance meas­ure­ment) that:

a.
the max­im­um am­bi­ent dose rate at a dis­tance of 10 cm from the sur­face, al­low­ing for nat­ur­al ra­di­ation, is less than 0.1 µSv per hour; and
b.
one of the fol­low­ing re­quire­ments is met:
1.
the spe­cif­ic activ­ity is be­low the clear­ance lim­it,
2.
the ab­so­lute activ­ity is less than the activ­ity of 1 kg of a ma­ter­i­al whose spe­cif­ic activ­ity is equal to the clear­ance lim­it.

2 If per­sons may be con­tam­in­ated when hand­ling ma­ter­i­al cleared in ac­cord­ance with para­graph 1, it must ad­di­tion­ally be en­sured by a meas­ure­ment that the sur­face con­tam­in­a­tion guid­ance value spe­cified in An­nex 3 Column 12 is com­plied with.

3 For the av­er­aging of the val­ues meas­ured in ac­cord­ance with para­graphs 1 and 2 to en­sure non-ex­ceedance of the clear­ance lim­it or the sur­face con­tam­in­a­tion guid­ance val­ues spe­cified in An­nex 3 Column 12, the fol­low­ing quant­it­ies must be com­plied with:

for the meas­ure­ment of activ­ity: 100 kg;
for the meas­ure­ment of sur­face con­tam­in­a­tion: 100 cm2.

4 In jus­ti­fied cases, the su­per­vis­ory au­thor­ity may ap­prove val­ues high­er than those spe­cified in para­graph 3.

5 Hand­ling of sol­id or li­quid ma­ter­i­al may be cleared without meas­ure­ment of activ­ity by tech­nic­al means if:

a.
the max­im­um am­bi­ent dose rate at a dis­tance of 10 cm from the sur­face, al­low­ing for nat­ur­al ra­di­ation, is less than 0.1 µSv per hour;
b.
para­graph 2 is com­plied with; and
c.
one of the fol­low­ing re­quire­ments is met:
1.
it can be demon­strated that the clear­ance lim­it is not ex­ceeded by an as­sess­ment of the ma­ter­i­als used or by ex­clud­ing ac­tiv­a­tion,
2.
the su­per­vis­ory au­thor­ity has ap­proved the mod­els and cal­cu­la­tions used to demon­strate that the clear­ance lim­it is not ex­ceeded.

6 The su­per­vis­ory au­thor­ity may define the con­di­tions un­der which the res­ults of a clear­ance meas­ure­ment must be re­por­ted to it pri­or to the clear­ance of the ma­ter­i­als.

Art . 107 Prohibition of mixtures  

It is not per­miss­ible to mix ra­dio­act­ive ma­ter­i­als with oth­er ma­ter­i­als so that the hand­ling of the mix­ture is not sub­ject to man­dat­ory li­cens­ing and su­per­vi­sion. This is without pre­ju­dice to Art­icles 111–116 and 169.

Chapter 7 Radioactive Waste

Section 1 Principle

Art. 108 Definition  

Ra­dio­act­ive waste means ra­dio­act­ive ma­ter­i­al for which no re­use is fore­seen and which does not con­tain only NORM.

Art. 109 Reuse  

1 A spe­cific­ally planned use of ra­dio­act­ive ma­ter­i­al as part of a li­censed activ­ity, ini­ti­ated with­in three years from the last use, is con­sidered to be re­use. The su­per­vis­ory au­thor­ity may ap­prove an ex­ten­sion of this time lim­it.

2 The su­per­vis­ory au­thor­ity may re­quest that ra­dio­act­ive ma­ter­i­al be sub­jec­ted to re­use.

Art. 110 Monitoring and documentation  

Li­cence hold­ers must:

a.
mon­it­or their ra­dio­act­ive waste hold­ings
b.
doc­u­ment the activ­ity levels rel­ev­ant for sub­sequent treat­ment and the com­pos­i­tion;
c.
keep re­cords of ra­dio­act­ive waste dis­charged to the en­vir­on­ment.

Section 2 Discharge to the Environment

Art. 111 Principles  

1 Dis­charge to the en­vir­on­ment com­prises, in par­tic­u­lar, land­filling, dis­pos­al with do­mest­ic waste, dis­charge in ex­haust air and wastewa­ter, in­cin­er­a­tion, re­use or de­liv­ery to a re­cyc­ling fa­cil­ity.

2Only low-level ra­dio­act­ive waste may be dis­charged to the en­vir­on­ment.

3Ra­dio­act­ive waste may only be dis­charged to the en­vir­on­ment with a li­cence and un­der the su­per­vi­sion of the li­cence hold­er.

4 It may only be dis­charged to the en­vir­on­ment by the li­cence hold­er without the ap­prov­al of the li­cens­ing au­thor­ity and without spe­cif­ic li­cens­ing in ac­cord­ance with Art­icle 112 para­graph 2 if:

a.
the max­im­um am­bi­ent dose rate at a dis­tance of 10 cm from the sur­face, al­low­ing for nat­ur­al ra­di­ation, is less than 0.1 µSv per hour;
b.
the re­quire­ment spe­cified in Art­icle 106 para­graph 2 is met; and
c.
the total activ­ity per week and li­cence is not great­er than the activ­ity of 10 kg of a ma­ter­i­al whose spe­cif­ic activ­ity is equal to the clear­ance lim­it.

5 Pri­or to the dis­charge of ra­dio­act­ive waste, la­bels, haz­ard warn­ing sym­bols or oth­er mark­ings in­dic­at­ing ra­dio­activ­ity must be re­moved.

Art. 112 Discharge in exhaust air and wastewater  

1 Air­borne or li­quid ra­dio­act­ive sub­stances may be dis­charged in ex­haust air to the at­mo­sphere or in wastewa­ter to sur­face wa­ters.

2 The li­cens­ing au­thor­ity shall spe­cify max­im­um per­miss­ible dis­charge rates and, where ap­pro­pri­ate, dis­charge activ­ity con­cen­tra­tions for each dis­charge site on a case-by-case basis.

3 It shall spe­cify the dis­charge rates and dis­charge activ­ity con­cen­tra­tions in such a way that the source-re­lated dose con­straint in ac­cord­ance with Art­icle 13 para­graph 3 and the im­mis­sion lim­its in ac­cord­ance with Art­icle 24 are not ex­ceeded.

4 It may in­crease by up to a factor of three the dis­charge activ­ity con­cen­tra­tions in ac­cord­ance with para­graphs 2 and 3 for dis­charges in­to sew­ers if it can be as­sured that ap­pro­pri­ate di­lu­tion is guar­an­teed at all times pri­or to dis­charge in­to pub­licly ac­cess­ible wa­ters.

Art. 113 Control measures  

1 The li­cens­ing au­thor­ity shall spe­cify the mon­it­or­ing of emis­sions in the li­cence in ac­cord­ance with Art­icle 112 para­graphs 2–4. It may, in the li­cence, provide for man­dat­ory re­port­ing.

2 Im­mis­sion mon­it­or­ing is gov­erned by Art­icle 191.

3 The su­per­vis­ory au­thor­ity may re­quire the li­cence hold­er to con­duct ad­di­tion­al or spe­cial meas­ure­ments as part of im­mis­sion mon­it­or­ing and to re­port the res­ults.

4 The su­per­vis­ory au­thor­ity may re­quest that a met­eor­o­lo­gic­al as­sess­ment and loc­al back­ground ra­di­ation meas­ure­ments be car­ried out be­fore op­er­a­tions are com­menced.

5 The li­cence hold­er may, with the ap­prov­al of the su­per­vis­ory au­thor­ity, en­gage ex­tern­al bod­ies to carry out mon­it­or­ing meas­ure­ments.

Art. 114 Landfilling with the approval of the licensing authority  

1 Ra­dio­act­ive waste may, in in­di­vidu­al cases, with the ap­prov­al of the li­cens­ing au­thor­ity, be dis­posed of to land­fill if:

a.
over­all, tak­ing in­to ac­count oth­er ma­ter­i­als present in the land­fill, the clear­ance lim­it is not ex­ceeded; or
b.
at no time can an ef­fect­ive dose of 10 µSv per cal­en­dar year be ac­cu­mu­lated as a res­ult of the dis­pos­al.

2 The FOPH shall mon­it­or com­pli­ance with the per­miss­ible ef­fect­ive dose via the sampling and meas­ure­ment pro­gramme spe­cified in Art­icle 193.

3 The spe­cif­ic activ­ity of ra­dio­act­ive waste thus dis­posed of must not ex­ceed 100 times the clear­ance lim­it and, for waste con­tain­ing ar­ti­fi­cial ra­di­um, 1000 times the clear­ance lim­it.

4 For the dis­pos­al of ra­dio­act­ive waste con­tain­ing tech­nic­ally en­hanced ra­di­um, the fol­low­ing con­di­tions must ad­di­tion­ally be met:

a.
The waste arose be­fore 1 Oc­to­ber 1994.
b.
Dis­pos­al via the usu­al chan­nels would be im­possible or would in­volve dis­pro­por­tion­ate ef­forts.
c.
Re­mov­al rep­res­ents a sig­ni­fic­antly bet­ter op­tion for people and the en­vir­on­ment over­all than main­ten­ance of the status quo.
Art.115 Recycling with the approval of the licensing authority  
The li­cens­ing au­thor­ity may spe­cify con­di­tions for re­cyc­ling ra­dio­act­ive waste, in par­tic­u­lar metals, with a spe­cif­ic activ­ity no great­er than 10 times the clear­ance lim­it if it can be as­sured that the ma­ter­i­als arising after the planned re­cyc­ling do not ex­ceed the clear­ance lim­it.
Art. 116 Incineration with the approval of the licensing authority  

1 Com­bust­ible ra­dio­act­ive waste may, with the ap­prov­al of the li­cens­ing au­thor­ity, be in­cin­er­ated at thermal waste treat­ment plants in ac­cord­ance with the Waste Or­din­ance of 4 Decem­ber 201538 if:

a.
com­pli­ance with the clear­ance lim­it can be demon­strated by mon­it­or­ing of activ­ity con­cen­tra­tions or cal­cu­la­tion of the pos­sible con­tam­in­a­tion of in­cin­er­a­tion residues;
b.
the ra­dio­act­ive waste only con­tains the ra­di­o­nuc­lides H-3 or C-14; and
c.
the activ­ity ap­proved for in­cin­er­a­tion per week does not ex­ceed 1000 times the li­cens­ing lim­it.
2 In jus­ti­fied cases, the li­cens­ing au­thor­ity may ap­prove the in­cin­er­a­tion of com­bust­ible ra­dio­act­ive waste con­tain­ing ra­di­o­nuc­lides oth­er than those spe­cified in para­graph 1 let­ter b.

Section 3 Treatment of Radioactive Waste

Art. 117 Decay storage  

1 Ra­dio­act­ive waste ex­clus­ively con­tain­ing ra­di­o­nuc­lides with a half-life of 100 days or less must, whenev­er pos­sible, be re­tained at the sites where it arises un­til its activ­ity has de­cayed to such an ex­tent that it can be meas­ured for clear­ance in ac­cord­ance with Art­icle 106 or dis­charged with­in the li­censed dis­charge rate in ac­cord­ance with Art­icle 112 para­graph 2.

2 In the ab­sence of an al­tern­at­ive that is more fa­vour­able over­all for people and the en­vir­on­ment, ra­dio­act­ive waste whose activ­ity, as a res­ult of ra­dio­act­ive de­cay, will have de­creased no later than 30 years after the end of use of the ori­gin­al ma­ter­i­al to such an ex­tent that it can be meas­ured for clear­ance in ac­cord­ance with Art­icle 106 or re­cycled in ac­cord­ance with Art­icle 115 must be stored un­til this point has been reached. It must be sep­ar­ated from ra­dio­act­ive waste which does not ful­fil this con­di­tion.

3 Dur­ing the de­cay peri­od, waste as spe­cified in para­graphs 1 and 2 must be:

a.
pack­aged and stored in such a way as to pre­vent the un­con­trolled re­lease of ra­dio­act­ive sub­stances and avoid cre­at­ing a fire haz­ard;
b.
marked and provided with doc­u­ment­a­tion in­dic­at­ing the type of waste, activ­ity con­tent and time of pos­sible clear­ance.

4 Pri­or to clear­ance, it must be en­sured that Art­icle 106, or Art­icle 112 or 115, is com­plied with.

5 The li­cens­ing au­thor­ity shall spe­cify the tech­nic­al re­quire­ments for de­cay stor­age and any re­lated activ­it­ies.39

39 In­ser­ted by No II of the O of 7 Dec. 2018, in force since 1 Feb. 2019 (AS 2019 183).

Art. 118 Gases, dust, aerosols and liquids  

1 Ra­dio­act­ive waste in the form of gases, dust or aer­o­sols which may not be dis­charged to the en­vir­on­ment must be re­tained by suit­able tech­nic­al devices.

2 Li­quid ra­dio­act­ive waste which may not be dis­charged to the en­vir­on­ment must be con­ver­ted to a chem­ic­ally stable sol­id form.

3 The su­per­vis­ory au­thor­ity may grant ex­emp­tions from para­graphs 1 and 2 or per­mit ad­di­tion­al treat­ment op­tions if an al­tern­at­ive more fa­vour­able for people and the en­vir­on­ment can thereby be real­ised.

Section 4 Delivery of Radioactive Waste

Art. 119 Radioactive waste subject to mandatory delivery  

1 Ra­dio­act­ive waste not arising as a res­ult of the use of nuc­le­ar en­ergy must, fol­low­ing any treat­ment which may be re­quired in ac­cord­ance with Art­icle 118, be de­livered to the fed­er­al col­lec­tion centre.

2 The fol­low­ing are ex­emp­ted from de­liv­ery to the fed­er­al col­lec­tion centre:

a.
ra­dio­act­ive waste which may be dis­charged to the en­vir­on­ment;
b.
ra­dio­act­ive waste with a short half-life as spe­cified in Art­icle 117.

3 The FDHA shall define the tech­nic­al de­tails for the treat­ment of ra­dio­act­ive waste sub­ject to man­dat­ory de­liv­ery pri­or to its re­ceipt by the fed­er­al col­lec­tion centre.

Art. 120 Designation and duties of the federal collection centre  

1 The fed­er­al col­lec­tion centre shall be op­er­ated by the Paul Scher­rer In­sti­tute (PSI).

2 The PSI shall take re­ceipt of ra­dio­act­ive waste sub­ject to man­dat­ory de­liv­ery and be re­spons­ible for stack­ing, treat­ment and in­ter­im stor­age.

Art. 121 Coordination group  

A co­ordin­a­tion group com­pris­ing rep­res­ent­at­ives from the FOPH, EN­SI and the PSI shall make re­com­mend­a­tions to the su­per­vis­ory and li­cens­ing au­thor­it­ies on en­sur­ing the safe re­ceipt of ra­dio­act­ive waste sub­ject to man­dat­ory de­liv­ery.

Chapter 8 Failures

Section 1 Definition

Art. 122  

Fail­ure means an event which in­volves the de­vi­ation of an in­stall­a­tion, art­icle or activ­ity from nor­mal op­er­a­tion, and which:

a.
com­prom­ises the safety of the in­stall­a­tion or art­icle;
b.
may lead to the ex­ceedance of an im­mis­sion or emis­sion lim­it; or
c.
has or could have led to the ex­ceedance of a dose lim­it.

Section 2 Preparedness

Art. 123 Design of enterprises  

1 The li­cence hold­er must ad­opt ap­pro­pri­ate meas­ures to pre­vent fail­ures.

2 The en­ter­prise must be de­signed in such a way that the fol­low­ing re­quire­ments are met:

a.
For fail­ures with an ex­pec­ted fre­quency of more than 10-1 per year, it must be pos­sible for the source-re­lated dose con­straints spe­cified in the li­cence to be com­plied with.
b.
For fail­ures with an ex­pec­ted fre­quency of between 10–1 and 10–2 per year, a single such event must not lead to an ad­di­tion­al dose which ex­ceeds the rel­ev­ant source-re­lated dose con­straints.
c.
For fail­ures with an ex­pec­ted fre­quency of between 10-2 and 10-4 per year, the dose res­ult­ing from a single such event for mem­bers of the pub­lic must not be great­er than 1 mSv.
d.
For fail­ures with an ex­pec­ted fre­quency of between 10-4 and 10-6 per year, the dose res­ult­ing from a single such event for mem­bers of the pub­lic must not be great­er than 100 mSv; the li­cens­ing au­thor­ity may spe­cify a lower dose in in­di­vidu­al cases.

3 The en­ter­prise must be de­signed in such a way that only a small num­ber of fail­ures as spe­cified in para­graph 2 let­ters c or d can oc­cur.

4 For fail­ures as spe­cified in para­graph 2 let­ters c and d and for fail­ures which have an ex­pec­ted fre­quency of less than 10-6 per year, but which could have ma­jor im­pacts, the su­per­vis­ory au­thor­ity shall re­quire the en­ter­prise to ad­opt the ne­ces­sary pre­pared­ness meas­ures.

5 The su­per­vis­ory au­thor­ity shall spe­cify on a case-by-case basis the meth­od­o­logy and bound­ary con­di­tions for the ana­lys­is of fail­ures and for their as­sign­ment to the fre­quency classes spe­cified in para­graph 2 let­ters b–d. The ef­fect­ive dose or the equi­val­ent doses arising from fail­ure-re­lated ex­pos­ure of per­sons must be de­term­ined in ac­cord­ance with the cur­rent state of sci­ence and tech­no­logy, us­ing the as­sess­ment quant­it­ies and dose coef­fi­cients spe­cified in An­nexes 3, 5 and 6.

6 For en­ter­prises where fail­ures as spe­cified in para­graph 2 let­ter d may oc­cur, the su­per­vis­ory au­thor­ity may or­der:

a.
the meas­ure­ment of in­stall­a­tion para­met­ers which are re­quired to mon­it­or the course of an ac­ci­dent, to pro­duce dia­gnoses and fore­casts, and to de­term­ine the meas­ures ne­ces­sary to pro­tect the pub­lic;
b.
the con­tinu­ous trans­mis­sion of the in­stall­a­tion para­met­ers to the su­per­vis­ory au­thor­it­ies via a net­work tol­er­ant of an fail­ure.
Art. 124 Safety report  

1 The su­per­vis­ory au­thor­ity may re­quire the li­cence hold­er to sub­mit a safety re­port.

2 The safety re­port shall in­clude de­scrip­tions of:

a.
the safety sys­tems and equip­ment;
b.
the meas­ures ad­op­ted to en­sure safety;
c.
the en­ter­prise or­gan­isa­tion re­spons­ible for safety and ra­di­olo­gic­al pro­tec­tion;
d.
fail­ures, their ef­fects on the en­ter­prise and the sur­round­ing area, and their ap­prox­im­ate fre­quency;
e.
emer­gency re­sponse plan­ning for pro­tec­tion of the pub­lic, in the case of en­ter­prises as spe­cified in Art­icle 136.

3 The su­per­vis­ory au­thor­ity may re­quest ad­di­tion­al doc­u­ment­a­tion.

Art. 125 Preparedness measures  

1 Li­cence hold­ers must make the ne­ces­sary in­tern­al pre­par­a­tions so that fail­ures and their ef­fects can be man­aged.

2 They must is­sue dir­ect­ives con­cern­ing the emer­gency meas­ures to be ad­op­ted.

3 They must en­sure that ap­pro­pri­ate re­sources are avail­able at all times for the man­age­ment of fail­ures and their ef­fects; in rooms where ra­dio­act­ive ma­ter­i­als are handled, this also ap­plies to fire­fight­ing.

4 They must en­sure that staff re­ceive reg­u­lar in­struc­tion on rules of be­ha­viour, are trained in emer­gency meas­ures and are fa­mil­i­ar­ised with the loc­a­tion and use of the rel­ev­ant re­sources.

5 They must take ap­pro­pri­ate meas­ures to en­sure that, in a par­tic­u­lar case, the per­sons de­ployed to man­age fail­ures and their ef­fects do not re­ceive an ef­fect­ive dose of more than 50 mSv or, to save hu­man lives, more than 250 mSv.

6 They must in­form the com­pet­ent can­ton­al au­thor­it­ies and emer­gency ser­vices of the ra­dio­act­ive ma­ter­i­als present in the en­ter­prise.

7 The su­per­vis­ory au­thor­ity may re­quire that ex­er­cises be con­duc­ted to test re­port­ing chan­nels, the func­tion­al­ity of re­sources and the ne­ces­sary skills of staff. It may or­gan­ise ex­er­cises it­self.

Section 3 Management

Art. 126 Licence holders’ emergency measures  

1 Li­cence hold­ers must make every ef­fort to man­age fail­ures and their ef­fects.

2 In par­tic­u­lar, they must, without delay:

a.
con­trol the ex­tent of the fail­ure, in par­tic­u­lar by tak­ing meas­ures at source;
b.
en­sure that all per­sons not in­volved in the man­age­ment of the fail­ure do not enter the danger zone or leave it im­me­di­ately;
c.
take meas­ures to pro­tect the staff de­ployed, such as dose mon­it­or­ing and ap­pro­pri­ate in­struc­tion;
d.
en­sure that all those in­volved are re­gistered, mon­itored for con­tam­in­a­tion and in­takes, and if ne­ces­sary de­con­tam­in­ated.

3 They must, as soon as pos­sible:

a.
re­move any con­tam­in­a­tion which has aris­en;
b.
take the meas­ures re­quired to cla­ri­fy the cause of the fail­ure.
Art. 127 Licence holders’ reporting duties  

Li­cence hold­ers must re­port fail­ures in a timely man­ner, as fol­lows:

a.
every fail­ure: to the su­per­vis­ory au­thor­ity;
b.
fail­ures as spe­cified in Art­icle 122 let­ter b: in ad­di­tion, to the Na­tion­al Emer­gency Op­er­a­tions Centre (NEOC);
c.
fail­ures with­in the area su­per­vised by Suva: in ad­di­tion, to the FOPH;
d.
fail­ures lead­ing to an ex­ceedance of the dose lim­it for oc­cu­pa­tion­ally ex­posed per­sons in the en­ter­prise: to Suva.
Art. 128 Duties of the supervisory authority  

1 The su­per­vis­ory au­thor­ity shall as­sess the fail­ure. With­in the area su­per­vised by Suva, the FOPH must be in­formed of the as­sess­ment.

2 The su­per­vis­ory au­thor­ity shall for­ward to the au­thor­it­ies con­cerned any in­form­a­tion on fail­ures which is re­quired for the ful­fil­ment of a re­spons­ib­il­ity.

3 EN­SI shall re­port to the IAEA the rat­ing of a fail­ure on the In­ter­na­tion­al Nuc­le­ar and Ra­di­olo­gic­al Event Scale (INES)40 from Level 2 up­wards.

40 The event scale can be con­sul­ted on the web­site of the Swiss Fed­er­al Nuc­le­ar Safety In­spect­or­ate (EN­SI) at: www.en­si.ch > Emer­gency Pre­pared­ness > INES levels.

Art. 129 Licence holders’ investigation and reporting  

1 After an fail­ure, li­cence hold­ers must carry out an in­vest­ig­a­tion without delay.

2 The res­ults of the in­vest­ig­a­tion must be re­cor­ded in a re­port. The re­port must con­tain:

a.
a de­scrip­tion of the fail­ure, the cause, the ef­fects de­term­ined and oth­er pos­sible ef­fects, and the meas­ures taken;
b.
an ac­count of meas­ures which are planned or have already been taken to pre­vent fur­ther sim­il­ar fail­ures.

3 The li­cence hold­er shall sub­mit the re­port to the su­per­vis­ory au­thor­ity no later than six weeks after the fail­ure.

Art. 130 Measures in the event of exceedance of an immission limit  

If the FOPH de­term­ines that an im­mis­sion lim­it has been ex­ceeded, it shall as­cer­tain the cause and take the ne­ces­sary meas­ures.

Art. 131 Provision of information on failures  

The su­per­vis­ory au­thor­ity shall en­sure that the per­sons and the can­tons con­cerned and the pub­lic are in­formed about fail­ures in a timely man­ner.

Title 3 Emergency Exposure Situations

Chapter 1 Definition and Reference Levels

Art. 132 Definition  

Emer­gency means an fail­ure as defined in Art­icle 122, or an­oth­er event in­volving in­creased ra­dio­activ­ity, which ne­ces­sit­ates im­me­di­ate ac­tion to mit­ig­ate or avert ser­i­ous ad­verse con­sequences for hu­man health and safety, liv­ing con­di­tions and the en­vir­on­ment.

Art. 133 Reference levels for the public  

1 In emer­gency ex­pos­ure situ­ations, a ref­er­ence level of 100 mSv in the first year ap­plies for mem­bers of the pub­lic.

2 The Fed­er­al Civil Pro­tec­tion Crisis Man­age­ment Board (CCMB), which is re­spons­ible for deal­ing with in­cid­ents of na­tion­al im­port­ance rel­ev­ant to the pro­tec­tion of the pop­u­la­tion in ac­cord­ance with the Or­din­ance of 2 March 201841 on the Fed­er­al Civil Pro­tec­tion Crisis Man­age­ment Board (CCMBO), may re­quest the Fed­er­al Coun­cil to set a lower ref­er­ence level, de­pend­ing on the spe­cif­ic situ­ation.42

41 SR 520.17

42 Amended by An­nex 3 No II 4 of the O of 2 March 2018 on the Fed­er­al Civil Pro­tec­tion Crisis Man­age­ment Board, in force since 1 April 2018 (AS 2018 1093).

Art. 134 Reference levels for persons with special responsibilities  

1In emer­gency ex­pos­ure situ­ations, a de­ploy­ment-re­lated ref­er­ence level of 50 mSv per year ap­plies for per­sons with spe­cial re­spons­ib­il­it­ies.

2 The CCMB43 may re­quest the Fed­er­al Coun­cil to set lower ref­er­ence levels, de­pend­ing on the spe­cif­ic situ­ation, for par­tic­u­lar activ­it­ies per­formed by per­sons with spe­cial re­spons­ib­il­it­ies.

3 For sav­ing hu­man lives, pre­vent­ing ser­i­ous dam­age to health or avert­ing dis­asters, a ref­er­ence level of 250 mSv per year ap­plies.

43 Term in ac­cord­ance with An­nex 3 No II 4 of the O of 2 March 2018 on the Fed­er­al Civil Pro­tec­tion Crisis Man­age­ment Board, in force since 1 April 2018 (AS 2018 1093). This amend­ment has been made throughout the text.

Chapter 2 Measures

Art. 135 Implementation of emergency preparedness  

1 The Fed­er­al Of­fice for Civil Pro­tec­tion (FO­CP), to­geth­er with the com­pet­ent au­thor­it­ies and the can­tons, is re­spons­ible for pre­par­ing the na­tion­al emer­gency re­sponse plan.

2 The FOPH, in co­oper­a­tion with the FO­CP, shall pre­pare the ra­di­olo­gic­al pro­tec­tion strategy for the na­tion­al emer­gency re­sponse plan. This must be based on ref­er­ence levels. For nuc­le­ar power plant scen­ari­os, EN­SI shall provide the ne­ces­sary found­a­tions.

3The FO­CP, to­geth­er with the FOPH, is re­spons­ible for pre­par­ing the sampling and meas­ur­ing or­gan­isa­tion spe­cified in Art­icle 4a of the Or­din­ance of 17 Oc­to­ber 200744 on the Na­tion­al Emer­gency Op­er­a­tions Centre (ONEOC).

4The FOPH is re­spons­ible for pre­par­ing the meas­ures re­quired for the pro­tec­tion of pub­lic health. This is without pre­ju­dice to pre­par­a­tions for pro­tect­ive meas­ures dur­ing the acute phase as spe­cified in the CCMBO45.

5 The FOPH is re­spons­ible for the main­ten­ance of know­ledge on the treat­ment of severely ir­ra­di­ated per­sons.

6 The FOPH and EN­SI, to­geth­er with the NEOC, shall de­vel­op meth­ods and mod­els for de­term­in­ing ra­di­ation doses.

44 [AS 2007 4953, 2010 5395An­nex 2 No II 2, 2018 1093An­nex 2 No II 2 4953 An­nex 5 No II 2. AS 2020 5087An­nex 3 No I 3]. See now the O of 11 Nov. 2020 on civil pro­tec­tion (SR 520.12).

45 SR 520.17. Term in ac­cord­ance with An­nex 3 No II 4 of the O of 2 March 2018 on the Fed­er­al Civil Pro­tec­tion Crisis Man­age­ment Board, in force since 1 April 2018 (AS 2018 1093). This amend­ment has been made throughout the text.

Art. 136 Preparation of emergency response measures in the vicinity of enterprises  

1 For en­ter­prises where, giv­en the li­censed quant­ity and activ­ity of ra­di­o­nuc­lides, an emer­gency may oc­cur, the li­cens­ing au­thor­ity shall spe­cify on a case-by-case basis to what ex­tent they are re­quired to par­ti­cip­ate in pre­par­ing and im­ple­ment­ing emer­gency re­sponse meas­ures in the sur­round­ing area, or to ad­opt such meas­ures them­selves.

2 The li­cens­ing au­thor­ity shall in­volve the com­pet­ent can­ton­al au­thor­it­ies and emer­gency ser­vices in pre­par­ing emer­gency re­sponse meas­ures and in­form them of the meas­ures ad­op­ted.

3For warn­ings and alerts and for pre­par­ing and im­ple­ment­ing meas­ures to pro­tect against in­creased ra­dio­activ­ity in the vi­cin­ity of nuc­le­ar in­stall­a­tions, the Emer­gency Re­sponse Or­din­ance of 20 Oc­to­ber 201046 and the Alerts and Safety Ra­dio Net­work Or­din­ance of 18 Au­gust 201047 ap­ply.

46 [AS 2010 5191, 2018 4335. AS 2018 4953An­nex 5 No I ]. See now the O of 14 Nov. 2018 (RS 732.33).

47 [AS 2010 51795191Art. 20 No 2, 2013 4475, 2017 605, 2018 4953An­nex 5 No II 1. AS 2020 5087An­nex 3 No I 1]. See now the O of 11 Nov. 2020 on civil pro­tec­tiopn (SR 520.12).

Chapter 3 Management

Art. 137 Reporting duty  

The FOPH shall re­port an emer­gency to the World Health Or­gan­iz­a­tion (WHO) in ac­cord­ance with the In­ter­na­tion­al Health Reg­u­la­tions (2005) ad­op­ted on 23 May 200548.

Art. 138 Duty to provide information  

The su­per­vis­ory au­thor­ity shall en­sure that in­form­a­tion on emer­gen­cies is provided in a timely man­ner to the per­sons con­cerned at the en­ter­prise, the pub­lic and the can­tons con­cerned.

Art. 139 Determination of radiation doses  

1 The FOPH is re­spons­ible for the cal­cu­la­tion, as­sess­ment and veri­fic­a­tion of ra­di­ation doses to the pub­lic. In the acute phase of a crisis, the NEOC shall as­sume this re­spons­ib­il­ity in ac­cord­ance with the Civil Pro­tec­tion Or­din­ance of 11 Novem­ber 202049.50

2 For sim­pli­fied dose cal­cu­la­tions, the dose coef­fi­cients spe­cified in An­nexes 5 and 6 ap­ply.

49 [AS 2010 51795191Art. 20 No 2, 2013 4475, 2017 605, 2018 4953An­nex 5 No II 1. AS 2020 5087An­nex 3 No I 1]. See now the O of 11 Nov. 2020 on civil pro­tec­tiopn (SR 520.12).

50 Amended by An­nex 3 No II 8 of the Civil Pro­tec­tion Or­din­ance of 11 Nov. 2020, in force since 1 Jan. 2021 (AS 2020 5087).

Art. 140 Management in emergency exposure situations  

1In emer­gency ex­pos­ure situ­ations, the CCMB is re­spons­ible for man­age­ment in ac­cord­ance with the CCMBO51. It shall take in­to ac­count the im­ple­ment­a­tion of emer­gency pre­pared­ness as spe­cified in Art­icle 135.

2In a crisis, the NEOC shall de­ploy the sampling and meas­ur­ing or­gan­isa­tion spe­cified in Art­icle 4a para­graph 4 of the ONEOC52.

3 The FOPH shall sup­port the NEOC in pre­par­ing mon­it­or­ing pro­grammes.

4The FOPH shall ad­vise the CCMB on or­der­ing meas­ures to pro­tect pub­lic health.

Art. 141 Transition to an existing or planned exposure situation  

The CCMB, on the basis of the ra­di­olo­gic­al situ­ation, shall re­quest the Fed­er­al Coun­cil to or­der the trans­ition from an emer­gency ex­pos­ure situ­ation to an ex­ist­ing or planned ex­pos­ure situ­ation.

Chapter 4 Persons with Special Responsibilities

Art. 142 Groups of persons  

1 In an emer­gency ex­pos­ure situ­ation, the fol­low­ing are re­quired to as­sume re­spons­ib­il­ity for tasks in ac­cord­ance with Art­icle 20 para­graph 2 let­ter b of the RPA:

a.
mem­bers of au­thor­it­ies and ad­min­is­trat­ive bod­ies;
b.
mem­bers of the po­lice, pro­fes­sion­al fire ser­vices, emer­gency med­ic­al ser­vices, civil pro­tec­tion and army;
c.
per­sons and un­der­tak­ings such as mon­it­or­ing and ra­di­olo­gic­al pro­tec­tion teams, for dir­ect in­ter­ven­tion;
d.
per­sons and un­der­tak­ings in the pub­lic and private trans­port sec­tor, for pas­sen­ger and freight trans­port and evac­u­ations;
e.
per­sons and un­der­tak­ings, for in­dir­ect in­ter­ven­tion, such as at-source meas­ures de­signed to pre­vent fur­ther con­tam­in­a­tion of the sur­round­ing area;
f.
health­care pro­fes­sion­als and med­ic­al staff, for the care of ra­di­ation vic­tims or oth­er per­sons af­fected;
g.
per­sons and un­der­tak­ings re­quired to sus­tain crit­ic­al in­fra­struc­ture;
h.
per­sons and un­der­tak­ings re­quired to sus­tain in­dis­pens­able pub­lic ser­vices.

2 For the pro­tec­tion of mem­bers of vol­un­tary fire ser­vices, Art­icles 134 and 143–146 ap­ply.

3 Per­sons un­der 18 years of age and preg­nant wo­men shall be ex­emp­ted from tasks as spe­cified in para­graph 1.

Art. 143 Protection of health  

1 The ra­di­ation ex­pos­ure of per­sons with spe­cial re­spons­ib­il­it­ies must be de­term­ined at ap­pro­pri­ate in­ter­vals by means of suit­able meas­ure­ments.

2 If per­sons with spe­cial re­spons­ib­il­it­ies have re­ceived an ef­fect­ive dose of more than 250 mSv, they must be placed un­der med­ic­al sur­veil­lance.

3 The med­ic­al sur­veil­lance and du­ties in the event of an ex­ceedance are gov­erned by Art­icle 59 para­graphs 2–5.

Art.144 Instruction  

1 In an emer­gency ex­pos­ure situ­ation, per­sons with spe­cial re­spons­ib­il­it­ies must re­ceive ap­pro­pri­ate in­struc­tion. The FDHA, in con­sulta­tion with EN­SI and the Fed­er­al De­part­ment of De­fence, Civil Pro­tec­tion and Sport (DDPS), shall spe­cify:

a.
the goals of in­struc­tion;
b.
the ra­di­olo­gic­al pro­tec­tion activ­it­ies which the per­sons may per­form on the basis of their in­struc­tion.

2 The au­thor­it­ies, ad­min­is­trat­ive bod­ies, or­gan­isa­tions and un­der­tak­ings con­cerned are re­spons­ible for provid­ing in­struc­tion.

Art. 145 Equipment  

1 The per­sons with spe­cial re­spons­ib­il­it­ies must have the equip­ment re­quired for per­form­ing their tasks and pro­tect­ing their health. The CCMB shall serve a co­ordin­at­ing func­tion with re­gard to equip­ment.

2 The re­quired equip­ment shall in­clude in par­tic­u­lar:

a.
an ad­equate num­ber of meas­ur­ing in­stru­ments and do­si­met­ers to de­term­ine ra­di­ation ex­pos­ure;
b.
means of pro­tec­tion against in­takes or con­tam­in­a­tion.
Art. 146 Insurance cover and compensation  

1 In the event of in­creased ra­dio­activ­ity, per­sons with spe­cial re­spons­ib­il­it­ies are in­sured against ac­ci­dents and ill­ness.

2 If the cov­er provided by com­puls­ory ac­ci­dent in­sur­ance and ex­ist­ing private in­sur­ance is not suf­fi­cient, the Con­fed­er­a­tion shall guar­an­tee be­ne­fits in ac­cord­ance with the pro­vi­sions of the Fed­er­al Act of 19 June 199253 on Mil­it­ary In­sur­ance. If ne­ces­sary, the mil­it­ary in­sur­ance or­gan­isa­tion may be in­volved for pur­poses of im­ple­ment­a­tion.

3 If, as a res­ult of their activ­it­ies, per­sons and un­der­tak­ings with spe­cial re­spons­ib­il­it­ies in­cur costs that are not covered, they shall re­ceive com­pens­a­tion from the Con­fed­er­a­tion. The DDPS shall reg­u­late the pro­cessing of fin­an­cial claims.

Chapter 5 Exceedance of Maximum Concentrations for Radionuclides in Foods

Art. 147  

1If, in an emer­gency ex­pos­ure situ­ation or in the sub­sequent ex­ist­ing ex­pos­ure situ­ation, the can­ton­al en­force­ment au­thor­it­ies de­term­ine an ex­ceedance of a max­im­um con­cen­tra­tion for ra­di­o­nuc­lides in foods in ac­cord­ance with the food le­gis­la­tion, they shall take meas­ures as spe­cified in the food le­gis­la­tion and in­form the Fed­er­al Food Safety and Veter­in­ary Of­fice (FS­VO).

2The FS­VO shall in­form the FOPH and the oth­er can­tons of re­ports re­ceived in ac­cord­ance with para­graph 1.

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